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4Bendel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.700O800-308-3140 Your assets . Fixed income . Corporate bonds and notes (continued) lecl0ng JP MORGAN CHASE & CO MS WE RATE 07.900% MATURES 04/29'49 ACCRUED INTEREST 3921.66 CUSP 46625HHA1 Moody Gal S&P: BBB• EAI: 111,850 Current yield 7.28% Original cost ba
ndel Advisor: SCOTT STACK MAMLYLE CASRIEL 212-821.7000/800-308-3 1 40 Your assets Fixed income Corporate bonds and notes (continued) tithing 1R MORGAN CHASE & CO NTS B/E RATE 07.900% MATURES 0429'49 ACCRUED INTEREST 31,97500 CUS1P 46625HHAl Moody Gal S&P: BBB- EAI: 111,850 Current yield 7.34% Original cos
lre trading COMMIS9ScIS MY Other curpenution from marl hers and inurne townies whew prooxts we distbute - Werecenn awn fee from USGBask USAir OBS AG Stanford raids of up so 12S pee excount swarthyto we baits la*, the 18$ Bat Sweep Program Mat, led onwian rogardng cormi6cos other dirges nosed es cent
our Ignancial Advisor: SCOTT STACKMAI/LYLE CASRIEL 212 821.700O800-308.3140 Your assets . Fixed income corporate bonds and notes (continued) lid ng J P MORGAN CHASE & CO NTS B/E RATE 07.900% MATURES 04129'49 ACCRUED INTEREST 32,962 50 CU9P 46625HHA1 Moody Baa3 S&P BBB- RAI: 111,850 Current y',eld 7.49% Original c
ted PriCe On value on unrealized Holding Hddnq date al mat tally (5) price (5) COO basis (S) Aug31 (Si Aug 31(3) gan of loss (1) period P MORGAN CHASE & CO NTS WE RATE 07.900% MATURES OW 29149 ACCRUED INTEREST 13,949 99 CUSP 46625HHA1 Moody Baa3 S&P BBB- EAI: 111,850 Current yield • 7.52% Original cost
to other astatons may be atipa to a baser fee SIBS Sweep Opt:ern U8S Offen OpWol for =Ming Cath batrCes btaxes to bank Moots at u858= USA and vaS AG Stanford bomb (Bark Swop Poyang M." nUrket Tient KM (Nom Fads) arid the hthrotional Dacia Accotnt COAlfor customers Mt as mientional testae Managonent Amo
Aatiaty Descsption Amount (S) Other funds debited Apr 12 Withdrawal FEDERAL FUNDS COMPUMENTARY FED FUNO WIRE TO Morgan -7,064.82 Manhattan AT WMORGAN CHASE BANK, NA Total other funds debited 47,064.62 CNP7C04:0305675150NP70C0191098 EOM 04t6 030575004 y123576560 COretliEYGM000237Pnie 6 of 8 CONFIDENTIAL E
y this month Date Actinty Description Amount (S) Deposits and other funds credited May 25 Deposit FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT JPM0RGAN CHASE 126,500.00 BANK, N A May 25 Deposit FEDERAL FUNDS DEPOSIT BY CHRISTIE'S INC. AT )PM0RGAN CHASE BANK, NA 35,720 00 Total deposits end other fu
iOnS May te subject to a trawler fee UBS Sweep Option LBS Offen options kr sweeping cash balances, balances to ba-k cheeses at UBS Bak USA and LBS AG Stanford trench (Bank Sweep Programs), money market mutual fads (Money Fin*) adtheentemot cnal Deposit Account (0A)fa customers with an international imam
growth during 2015 Value of your account at year end 2014 Net deposits and withdrawals Your riveStrnent return. Dia:lendand interest income Chasce in market value Value of your mown on Sego 30. 2015 337,322.04 -S35P39.44 SDNY GM 00024418 41.71 4000 $2254.31 Member SIPC ANP700C000101531
erred to other assautons may be :Ova to a Pinner fee UN Sweep Optimt UPS Often 00001 fa swam? can bathos. bark-nest. bat depots at MOW USA endue* AG Stanford beano (Bark Swop homing mthey market maul linds dewy Firths) and the tdorstional Devon Accont C0Alfor custown with ei monsioned Annexe Minagonent
t 2015 Me/ 2016 Jun 2016 Sources of your account growth during 2016 value of your account at year end 2015 $5,238.24 Your ove301471 t return Chasge market value Value of your account on has 30. 2016 SDNY GM 00025272 5000 S5233.24 Member SIPC ANP7001:000107I 689 NP7000128409 00001 0616 000
ions may be subject to a trawler lie. UBS Sweep Options UM offers optiv kr sweeping cash balances, balances to bat deposits at UBS Brk USA and LBS AG Stanford trench (Bank Sweep rn5), money market mutual Ards (Mae; Ft.n) and the intend matDepose Accare (0Aila customers with an Mernatiznal Renece Manage
unt growth during 2014 Value of your account at yen. end 2013 Net deposits and withdravals Your nvestment return Dindend and interest income Chasse in market value Value of your =oust on Sep 3Ct 2014 senes.36 $0.00 187,949.09 $19.29 $000 SDNY GM 00025692 CONFIDENTIAL Page 13 of IS EFT
o other nap:tans friar be Oyes to a bawler fee UN Sweep Optam UPS Offers Optall for Sweep*? cath bans basices to bat deposits at MOW* the rat -!S AG Stanford two (Bark Sow hoping navy nylon maul finds (Wont kph) arid the IThenthonal Depose Acorn C0Alfor cowmen with as morybonal Amerce Management A0Auf4
40i 2014 Sources of your account growth duriag 2014 Value of your account at year end 2013 Net deposits and Wthdrames Your riWStrnent return Chaste in market value Velma of your account on Apr 30, 2014 90.00 SDNY GM 00025382 45,588.70 $O00 955811.70 Mombor SIPC ANP700C0005591579 NP10001
ng commbarns and «We ~eaten Men menual holds nd inurayao CorrtaSies Way? procbxes we diva:who - We receive al anal fee earn L858aik USA anl ties AG Stanford eraech ol up io 125 pee ncount swain to toe banks saran tf3Sflera Swap Nugrans ASA" kdoiniatkin negardng coalmenrid other charges toned anagram
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