Epstein Secrets

Hi Alex, For adoption location Frankfurt, the following trade has been booked in Summit application for OTC Derivative Product, details as follows: Trade ID: Summit Code: SOUTHFINANMD Da

Frankfurt location guidelines. Summit screenshot: Trade Details Trade Type Trade ID Version Subtype Amernoi Status CCY'SINAP IMOE& Regards Akash Malhotra Associate I Client on Boarding Book Broker Currency Currency per Canteal Calvary Customer Verifoi L4:1,..SsAn U SD EJn N CELA3 E.Oll- .1FI

Name: Southern Financial, LLC We have got your name as a sales person from Summit application. We have observed that the client is not adopted for Frankfurt location, which results in a KYC violation. In order to comply with DB's internal policies and procedures, all KYC requirements now have to be fulf

guidelines. Summit screenshot: Trade Details Trade Type Triode ID Version SubType Mired Fiats SWAP (31757141. 5 CCY.WJAP 1X14 16 Regards Akash Malhotra Associate I Client on Boarding Beck Brow Custency Care ley par Cadet& Ctenckety Voiced LAG_SVAPS USD.EUR DBOI Global Services Private Limited

For adoption location Frankfurt, the following trade has been booked in Summit application for OTC Derivative Product, details as follows: Trade ID: G175714L Summit Code: SOUTHFI

ation guidelines. Summit screenshot: Trade Details Trade Type Trade ID Versecr SubTyre ;needed Stabs SWA° I GT75714. l 5 CCYStreP Regards Akash Malhotra Associate I Chard on Boarding 116412018 Bock Broker arnerey Currency parr Candace Company Le6SWOPS USD.EUR CIBOI Global Services Private Li

rcach_SOUTHFINANMD_Southem Financial, LLC_FFT Location ill Classification: For Internal use only Hi Alex, Pankaj-A Chopra < For adoption location Frankfurt, the following trade has been booked in Summit application for OTC Derivative Product, details as follows: Trade ID: G175714L Summit Code: SOUTHFI

provide dots, if not we move this to London where client is onboarded? Thanks Xavier Avila Managing Director Deutsche Bank Securities Inc From: Akash Malhotra Date: Monday, Apr 16, 1.11 To: Xavier Avila Cc: Shawn Stakma, NCAOTC Derivatives Alka Gopala Subject: KYC Brcach_SOUTHFINANMD_Southem Financial

We have observed that the client is not adopted for Frankfurt location, which results in a KYC violation. In order to comply with DB's internal policies and procedures, all KYC requirements now have to be fulf

e Amended ' Status 9eXtP GI757144 5 CCTV:2AP I3k4Th115'. Verisxt I LACZISNWS Book Broker Currency Canvey perm Ccirateral empty Regards Akash Malhotra Associate I Client on Boarding Ctztomer N oe SOUNFINAMMD DBOI Global Services Private Limited Global Business Services A-1 - - .ndra Techn

ct: KYC Brcach_SOUTHFIIIIMPAancial. LLC_FFT Location Ill Classification: For Internal use only Hi Alex, , Pankaj-A Chopra < For adoption location Frankfurt, the following trade has been booked in Summit application for OTC Derivative Product, details as follows: Trade ID: G175714L Summit Code: SOUTHFI

lines. Summit screenshot: Trade Details Trade Type Trade ID 'mitt: S,ibType ;encoded ' S:atia 51.5tAP *G125714L 5 CC .. 13,412018 Regards Akash Malhotra Associate I Client on Boarding Bo:* LAG SWAPS Esker Csrency Curre-cy par :die-teal CCenpally CcMORIEI US0.EIJR sotrniri6uusto DBOI Global

For adoption location Frankfurt, the following trade has been booked in Summit application for OTC Derivative Product, details as follows: Trade ID: G175714L Summit Code: SOUTHFI

n guidelines. Summit screenshot: Trade Details Trace Type Trade ID Version Sc6Type Migrated SVAtiP G1757141. 5 CCYSktge 1104,2015 Regards Akash Malhotra Associate I Chard on Boarding ors Verified Book Broeer Currency Currency pa's Collateral Conpary LAG,„SWAPS USIEUR DBOI Global Services Pr

ala Subject: KYC Brcach_SOUTHFINANMD_Southem Financial. LLC_FFT Location Ill Classification: For internal use only Hi Alex, For adoption location Frankfurt, the following trade has been booked in Summit application for OTC Derivative Product, details as follows: Trade ID: G175714L Summit Code: SOUTHFI

From: Akash Malhotra Date: Monday. Apr 16, 2018, 07:34 To: Xavier Avila <: Cc: Shawn Stakcr ,NCAOTC Derivatives Pankaj-A Chopra Alka Gopala Subject: KYC Brcach_SOU