T Location [I] Shawn, MO, is it ok to move this trade to London pis? From: Mathew Negus Sent: Monday, April 16 2018 9:03 AM To: Xavier Avila Cc: Shawn Staker Chopra Ian Salters ; Martin Zeman Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_FFT Location [I] • Akash Malhotra ; NCAOTC Deriva

awn, MO, is it ok to move this trade to London pis? From: Mathew Negus Sent: Monday, April 16 2018 9:03 AM To: Xavier Avila - Akash Malhotra Cc: Shawn Staker ; NCAOTC Derivatives Chopra ; Alka Gopala Ian Salters , Martin Zeman Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC FFT Location [

awn, MO, is it ok to move this trade to London pls? From: Mathew Negus Sent: Monday, April 16 2018 9.03 AM To: Xavier Avila ; Akash Maihotra Cc: Shawn Staker ; NCAOTC Derivatives Chopra ; Alka Gopala ; Nina Tona Ian Salters >; Martin Zeman Subject: RE: KYC Breach_SOUTHFINANMD_Southem Financial, LLC_

From: Xavier Avila Sent: Monday, April 16 2018 7:44 AM To: Akash Malhotra Cc: Shawn Staker < ; NCAOTC Derivatives ; Pankaj-A Chopra opata ; Nina Tona Ian Salte ; Mathew Negus ; Martin Zeman Subject: RE: KYC Breach_SOUTHF1NANMD_Sout

Location [I] Shawn, MO, is it ok to move this trade to London pls? From: Mathew Negus Sent: Monday, April 16, 2018 9.03 AM To: Xavier Avila Cc: Shawn Staker Chopra Akash Malhotra ; NCAOTC Derivatives ; Pankaj-A ; Alka Gopala ; Nina Tona Ian Salters ‘ ; Martin Zeman Subject: RE: KYC Breach_SOUTHFIN

HFINANMD Southern Financial, LLC_FFT Location [I] From: Xavier Avila Date: Mon, 16 Apr 2018 12:55:22 -0400 To: Mathew Negus Akash Malhotra < Cc: Shawn Staker NCAOTC Derivatives Pankaj-A Chopra Alka Gopala Nina Tona Ian Salters Martin Zeman Joe Aglione Shawn, MO, is it ok to move this trade to Londo

: KYC Breach SOUTHFINANMD Southern Financial, LLC_FFT Location [I] From: Xavier Avila Date: Mon, 16 Apr 2018 07:44:03 -0400 To: Akash Malhotra Cc: Shawn Staker NCAOTC Derivatives Pankaj-A Chopra Alka Gopala Nina Tona Ian Salters Mathew Negus Martin Zeman Negus, what do we do with the below? If easy

Location [I] Shawn, MO, is it ok to move this trade to London pls? From: Mathew Negus Sent: Monday, April 16, 2018 9:03 AM To: Xavier Avila Cc: Shawn Staker ; Akash Malhotra ; NCAOTC Derivatives ; Pankaj-A Cho ra ; Alka ; Nina Tona -; Ian Salters ; Martin Zeman EFTA01399709

r internal use only I would re-book to London if the desk agrees. From: Xavier Avila Sent: Monday, April 16, 2018 7:44 AM To: Akash Malhotra Cc: Shawn Staker ; NCAOTC Derivatives ; Pankaj-A Cho ra ; Alka ; Nina Tona ; Ian Salters ; Mathew Negus ; Martin Zeman Subject: RE: KYC Breach_SOUTHFINANMD_So