Epstein Secrets

5.0 395000.0 395000.0 29643.05 2964 3.05 1.0 29/04/2049 7.9 BBB BA1 150315.0 0.0 0.0 9710670708 0241499376 Benchmark Aware 0.0 0.0 BANK OF AMERICA CORP 8 1/8% PFD STK DEC 29 2049 DTD 04/30/2008 16/09/2013 USD USD 2000000.0 2000000.0 0.0 110.039 16/09/2013 2081 180.56 2081180.56 2081180.56 20

0.0 0.0 9000.0 9000.0 1.0 05/08/2014 0.0 0.0 0.0 0.0 9710670708 0241499376 0.0 0.0 LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 16/09/2013 USD USD 888972.0 888972.0 0.0 1.0 13/09/2013 0.0 0.0 0.0 0.0 440775.382 440775.382 440

4768082 (ID: 02005N-30-8) ARIAD PHARMACEUTICALS INC ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 04033A-10-0) BANK OF AMERICA CORP 8 1/8% PFD STK DEC 29 2049 DTD 04/30/2008 ASSET TRANSFER TO A/C W91850-0 SOUTHERN FINANCIAL, LLC CLIENT REF 104768082 (ID: 060505-DT-8) 3/29 3/29 3/29

017,023.30 USD NOTIONAL SPDR S&P 500 MAT FEB 05 2014 DEAL 50038481 N/O Client SWPBDR-SE-6 LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 N/O Client SWPBDR-UH-6 888,972.000 1,598.82 N/A ** N/A 0.00% 0.00 6,682.50 0.00 1,487.50 Quantity V

OF 09/25/13 (ID: 02005N-30-8) ARIAD PHARMACEUTICALS INC ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 04033A-10-0) BANK OF AMERICA CORP 8 1/8% PFD STK DEC 29 2049 DTD 04/30/2008 ASSET TRANSFER TO A/C W92099-0 SOUTHERN FINANCIAL, LLC AS OF 09/25/13 (ID: 060505-DT-8) 9/25 Free Delivery B

RN FINANCIAL, LLC ACCT. For the Period 9/1/13 to 9/30/13 Price Concentrated & Other Equity LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 N/O Client SWPBDR-UH-6 Unclassified P JPM CONT BUFF EQ SX7P 10/16/14 85% CONTIN BARRIER- 0%CPN 25% CAP IN

CLIENT REF 105664157 (ID: 04033A-10-0) ASCENA RETAIL GROUP INC COM PERSHING & COMPANY TRADE DATE 10/11/13 CLIENT REF 105664157 (ID: 04351G-10-1) BANK OF AMERICA CORP 8 1/8% PFD STK DEC 29 2049 DTD 04/30/2008 PERSHING & COMPANY TRADE DATE 10/11/13 CLIENT REF 105664157 (ID: 060505-DT-8) BARCLAYS BANK PLC 7.750% 04/10/20

tal Income Type Settle Date Selection Method Contributions 10/2 Misc Receipt Description LONG TOTAL RETURN SWAP 1,999,999.368942 USD NOTIONAL KOSPTREQ INDEX MAT MAR 20 2014 DEAL 30140386 SWAP RESET EQUITY LEG - DEAL REF 30140386 AS OF 09/25/13 (ID: SWPBDR-UH-6) 10/22 Misc Receipt LONG TOTAL RET