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AGP LP 519 Alpha Group Capital Paul Barrett S Merrill Lynch Wealth Management' GWIM Alternative Investments 4 World Financial Center 250 Vesey Street, Fl New York, NY 10080 3. The Massachusetts Securit
om Merrill Lynch but are not considered eligible investors and are not entitled to participate in the ARS buyback under the terms of the settlement. Merrill Lynch's control affiliate BAS entered into similar consent orders with state securities regulators. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDN
AGP LP 519 Alpha Group Capital Paul Barrett S Merrill Lynch Wealth Management' GWIM Alternative Investments 4 World Financial Center 250 Vesey Street, Fl New York, NY 10080 3. The Mass
AGP LP 519 Alpha Group Capital Paul Barrett S Merrill Lynch Wealth Management' GWIM Alternative Investments 4 World Financial Center 250 Vesey Street, Il thF1 New York, NY 10080 3. The Massachusetts Sec
om Merrill Lynch but are not considered eligible investors and are not entitled to participate in the ARS buyback under the terms of the settlement. Merrill Lynch's control affiliate BAS entered into similar consent orders with state securities regulators. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDN
AGP LP 519 Alpha Group Capital Paul Barrett S Merrill Lynch Wealth Management' GWIM Alternative Investments 4 World Financial Center 250 Vesey Street, Il thF1 New York, NY 10080 3. The
priate sale of ARS CDOs to the city of Springfield. 5. Merrill Lynch entered into consent orders with numerous state securities regulators conceming Merrill Lynch's conduct in connection with the marketing and sale of auction rate securities CARS") to retail and other customers. Without admitting or denying the
AGP LP 519 Alpha Group Caudal Paul Barrett those trades with traders on a Merrill Lynch securities proprietary trading desk. The 2011 Order found that, at times, Merrill Lynch's securities p
p Capital Paul Barrett not considered eligible investors and are not entitled to participate in the ARS buyback under the terms of the settlement. Merrill Lynch's control affiliate BAS entered into similar consent orders with state securities regulators. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDN
AGP LP 519 Alpha Group Capital Paul Barrett not considered eligible investors and are not entitled to participate in the ARS buyback under the terms of the settlement. Merrill Lynch's contro
p Capital Paul Barrett not considered eligible investors and are not entitled to participate in the ARS buyback under the terms of the settlement. Merrill Lynch's control affiliate BAS entered into similar consent orders with state securities regulators. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDN
AGP LP 519 Alpha Group Capital Paul Barrett not considered eligible investors and are not entitled to participate in the ARS buyback under the terms of the settlement. Merrill Lynch's contro
s of money marker; funds or any other transactions designated in Rule 10b-10(b)(1), effected=for your account, in lieu of an immediate confirmation, Merrill Lynch, Pierce, Fenn=r & Smith Incorporated will provide you with a monthly or quarterly wr=tten statement. From:mailt Sent: Tuesday, January 03, 2017 2:0
To: Richard Kahn Subject: Re: LSCCOM 8.75% yes On Tue, Jan 3, 2017 at 2:19 PM, Richard Kahn [email protected] < > wrote: just spoke with Paul Barrett and he said he=is ok buying up to 102.25 (spread below 101.25 / 102.50) please =dvise if i should put order in for 2mm of this bond in STC at 102.00
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