6
Shared Docs
6
Same-Page
6 / 6
Mentions
inancial holding company that, through its subsidiaries and affiliate companies, provides banking and nonbanking financial services. Merrill Lynch, Pierce, Fenner & Smith Incorporated is a registered broker-dealer, member of SIPC, and wholly owned subsidiary of Bank of America Corporation. Investment products: Are Not FDIC Insur
8 +0000 Attachments: US_Equity_Strategyn The_British_are_Leavingt 20160624.pdf Richard Kahn HBRK Associates Inc. Begin forwarded message: From: "Darrah, John W - NEW YORK NY" < Subject: UK Referendum Date: June 24, 2016 at 9:55:00 AM EDT Cc: "Darrah, John W - NEW YORK NY" < >, "Squillante, Jennif
inancial holding company that, through its subsidiaries and affiliate companies, provides banking and nonbanking financial services. Merrill Lynch, Pierce, Fenner & Smith Incorporated is a registered broker-dealer, member of SIPC, and wholly owned subsidiary of Bank of America Corporation. Investment products: Arc Not FDIC Insur
es Inc. Begin forwarded message: From: "Pollard, James S" Subject: S&P Trade Idea Date: June 22, 2016 at 10:15:26 AM EDT To: "Richard Kahn Cc: "Darrah, John W - NEW YORK NY" Rich, , "Minsky, Julie" Below are the details on one of our structured notes this month tied to the S&P 500. I attached the
inancial holding company that, through its =ubsidiaries and affiliate companies, provides banking and nonbanking =inancial services. Merrill =ynch, Pierce, Fenner & Smith Incorporated is a registered =roker-dealer, member of SIPC, and wholly owned subsidiary of Bank of America Corporation. Investment products: Are =ot FDIC Insur
From: =/b>"Pollard, James 5" Subject: =/b>New =referred Date: =/b>May 18, 2016 at 10:02:22 AM =DT To: =/b>"Richard Kahn Cc: "Minsky, Julie" , "Darrah, John W - NEW YORK NY" =It <mailto Rich, Prospectus =ttached. Details below. EFTA_R1_02074074 EFTA02702268 Issuer: W. R. Berkley Corporation
inancial holding company that, through its =ubsidiaries and affiliate companies, provides banking and nonbanking =inancial services. Merrill =ynch, Pierce, Fenner & Smith Incorporated is a registered =roker-dealer, member of SIPC, and wholly owned subsidiary of Bank of America Corporation. 2 EFTA_R1_02078333 EFTA02703141 Inve
d message: From: =/b>"Pollard, James 5" Subject: =/b>AAPL Date: =/b>April 27, 2016 at 1:47:12 PM =DT To: =/b>"Richard Kahn Cc: "Minsk Julie" , "Darrah, John W - NEW YORK NY" =1 Rich, I know Julie mentioned you may be interested in APPL. It'= taken a decent hit today after the disappointing earning
inancial holding company that, through its =ubsidiaries and affiliate companies, provides banking and nonbanking =inancial services. Merrill =ynch, Pierce, Fenner & Smith Incorporated is a registered =roker-dealer, member of SIPC, and wholly owned subsidiary of Bank of America Corporation. Investment products: Are =ot FDIC Insur
rded message: From: =/b>"Pollard, James S Subject: =/b>BAC Step-Up & =iotech Date: =/b>May 3, 2016 at 11:43:24 AM =DT To: =/b>"Richard Kahn Cc: "Darrah, John W - NEW YORK NY" Rich, , "Minsky, Julie" Below are the details on = BAC Step-Up note. I know you mentioned you had bought BAC debt in the =a
inancial holding company that, through its =ubsidiaries and affiliate companies, provides banking and nonbanking =inancial services. Merrill =ynch, Pierce, Fenner & Smith Incorporated is a registered =roker-dealer, member of SIPC, and wholly owned subsidiary of Bank of America Corporation. Investment products: Are =ot FDIC Insur
forwarded message: From: =/b>"Pollard, James S" Subject: =/b>New =referred Date: =/b>May 23, 2016 at 9:56:12 AM =DT To: =/b>"Richard Kahn ( Cc: "Darrah, John W - NEW YORK NY" Rich, Prospectus =ttached. Details below. Give us a call if you get a confirmed order. Issuer: DTE Energy Company (DIE) 2
Entities connected to both Pierce, Fenner & Smith Incorporated and Darrah

Jeffrey Epstein
PERSON
Richard Kahn
PERSON
Marc Rich
PERSON
Bank of America Corporation
ORGANIZATIONJohn W - NEW YORK NY
PERSONJames S. Pollard
PERSON
Marvin Minsky
PERSONJames S
PERSON
George W. Bush
PERSONLexington
LOCATIONTeam Darrah
ORGANIZATIONPollard
PERSONBank of America Corporation (
ORGANIZATIONMember Securities Investor Protection Corporation
ORGANIZATION