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reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
f this Agreement, the transferee shall succeed to the Capital Account of the transferor to the extent it relates to the transferred Interest. 5.4 Allocation of Net Profit and Net Loss. As of the last day of each Fiscal Period, any Net Profit or Net Loss for the Fiscal Period shall be allocated among and credited to or debited agai
Entities connected to both Fannie Mae and Allocation of Net Profit and Net Loss

Ghislaine Maxwell
PERSON
United States
LOCATION
UBS AG
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Mohammed bin Salman
PERSON
Marc Rich
PERSON
Federal Reserve
ORGANIZATIONErnst & Young LLP
ORGANIZATION
Department of Justice
ORGANIZATION
Samantha Power
PERSONCayman
LOCATIONCease & Desist
ORGANIZATION
Internal Revenue Service
ORGANIZATIONUBS Securities LLC
ORGANIZATIONUBS Fund
ORGANIZATIONDept. of
ORGANIZATIONParent Company
ORGANIZATIONLehman
ORGANIZATIONthe U.S. Department of Labor
ORGANIZATIONLehman Structured Products
ORGANIZATION