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reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
ommencement of such Fiscal Period by the sum of the Capital Accounts of all of the Members as of the commencement of such Fiscal Period. The sum of the Fund Percentages of all Members for each Fiscal Period shall equal 100%. GAAP means U.S. generally accepted accounting principles. Indemnified Person shall have th
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
ommencement of such Fiscal Period by the sum of the Capital Accounts of all of the Members as of the commencement of such Fiscal Period. The sum of the Fund Percentages of all Members for each Fiscal Period shall equal 100%. GAAP means U.S. generally accepted accounting principles. Gate shall have the meaning set
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
ommencement of such Fiscal Period by the sum of the Capital Accounts of all of the Members as of the commencement of such Fiscal Period. The sum of the Fund Percentages of all Members for each Fiscal Period shall equal 100%. GAAP means U.S. generally accepted accounting principles. Gate shall have the meaning set
Entities connected to both Fannie Mae and the Fund Percentages

Ghislaine Maxwell
PERSON
United States
LOCATION
UBS AG
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Mohammed bin Salman
PERSON
Marc Rich
PERSON
Federal Reserve
ORGANIZATIONErnst & Young LLP
ORGANIZATION
Department of Justice
ORGANIZATION
Samantha Power
PERSONCayman
LOCATIONCease & Desist
ORGANIZATION
Internal Revenue Service
ORGANIZATIONUBS Securities LLC
ORGANIZATIONUBS Fund
ORGANIZATIONDept. of
ORGANIZATIONParent Company
ORGANIZATIONLehman
ORGANIZATIONthe U.S. Department of Labor
ORGANIZATIONLehman Structured Products
ORGANIZATION