Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
e Fund. Allocation of Investment Strategies and Investments to and Among the Feeder Funds and Other Accounts; Conflicting Investment Opportunities; Cross Transactions In addition to the Feeder Funds and certain related entities through which the Portfolio Managers invest, Millennium has established, and may in th
2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
air and reasonable. Allocation of Investments to and Among Feeder Funds, Related Accounts and Other Accounts; Conflicting Investment Opportunities; Cross Transactions Although at present Millennium's only clients are the Master Partnership, the Feeder Funds and certain related entities through which the Portfolio
2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
air and reasonable. Allocation of Investments to and Among Feeder Funds, Related Accounts and Other Accounts; Conflicting Investment Opportunities; Cross Transactions Although at present Millennium's only clients are the Master Partnership, the Feeder Funds and certain related entities through which the Portfolio
Sponsored
Mutual Connections (126)
Entities connected to both Fannie Mae and Cross Transactions
Ghislaine Maxwell
PERSON18 w/ Fannie·2 w/ Cross
United States
LOCATION17 w/ Fannie·3 w/ Cross
UBS AG
ORGANIZATION11 w/ Fannie·3 w/ Cross
the Securities and Exchange Commission
ORGANIZATION10 w/ Fannie·3 w/ Cross
Mohammed bin Salman
PERSON10 w/ Fannie·3 w/ Cross
Marc Rich
PERSON10 w/ Fannie·3 w/ Cross
Federal Reserve
ORGANIZATION10 w/ Fannie·3 w/ Cross
Ernst & Young LLP
ORGANIZATION9 w/ Fannie·3 w/ Cross
Department of Justice
ORGANIZATION9 w/ Fannie·3 w/ Cross
Samantha Power
PERSON8 w/ Fannie·3 w/ Cross
Cayman
LOCATION8 w/ Fannie·3 w/ Cross
Cease & Desist
ORGANIZATION7 w/ Fannie·3 w/ Cross
Internal Revenue Service
ORGANIZATION7 w/ Fannie·3 w/ Cross
UBS Securities LLC
ORGANIZATION7 w/ Fannie·3 w/ Cross
UBS Fund
ORGANIZATION7 w/ Fannie·3 w/ Cross
Dept. of
ORGANIZATION6 w/ Fannie·3 w/ Cross
Parent Company
ORGANIZATION5 w/ Fannie·3 w/ Cross
Lehman
ORGANIZATION5 w/ Fannie·3 w/ Cross
the U.S. Department of Labor
ORGANIZATION5 w/ Fannie·3 w/ Cross
Lehman Structured Products
ORGANIZATION5 w/ Fannie·3 w/ Cross