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Document Mentions (3 shared documents)
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reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
ncial products that relate to investment in investment funds increases, Millennium will continually evaluate new sources of financing and leverage. The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
llennium will continually evaluate new sources of financing and leverage. ML281817-MAXWELL II-5I CONFIDENTIAL UBSTERRAMAR00002467 EFTA00238023 The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
ases, Millennium will continually evaluate new sources of financing and leverage. -MAXWELL II-5I CONFIDENTIAL UBSTERRAMAR00001414 EFTA00237060 The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
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Mutual Connections (128)
Entities connected to both Fannie Mae and The Fund's Risk Management Program
United States
LOCATION17 w/ Fannie·4 w/ The
Ghislaine Maxwell
PERSON18 w/ Fannie·2 w/ The
UBS AG
ORGANIZATION11 w/ Fannie·4 w/ The
the Securities and Exchange Commission
ORGANIZATION10 w/ Fannie·4 w/ The
Ernst & Young LLP
ORGANIZATION9 w/ Fannie·5 w/ The
Marc Rich
PERSON10 w/ Fannie·4 w/ The
Mohammed bin Salman
PERSON10 w/ Fannie·4 w/ The
Cayman
LOCATION8 w/ Fannie·5 w/ The
Federal Reserve
ORGANIZATION10 w/ Fannie·3 w/ The
Department of Justice
ORGANIZATION9 w/ Fannie·3 w/ The
UBS Fund
ORGANIZATION7 w/ Fannie·4 w/ The
Samantha Power
PERSON8 w/ Fannie·3 w/ The
Cease & Desist
ORGANIZATION7 w/ Fannie·3 w/ The
UBS Securities LLC
ORGANIZATION7 w/ Fannie·3 w/ The
New York
LOCATION5 w/ Fannie·5 w/ The
Internal Revenue Service
ORGANIZATION7 w/ Fannie·3 w/ The
U.S. Treasury
ORGANIZATION7 w/ Fannie·2 w/ The
Dept. of
ORGANIZATION6 w/ Fannie·3 w/ The
New York State
LOCATION5 w/ Fannie·4 w/ The
UBS Fund Advisor
ORGANIZATION5 w/ Fannie·4 w/ The