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reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA, FINMA, CFTC Entity: UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (DOD, UK Financial Services Authority,
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
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2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
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Mutual Connections (127)
Entities connected to both Fannie Mae and the Connecticut Department of Banking
Ghislaine Maxwell
PERSON18 w/ Fannie·3 w/ the
United States
LOCATION17 w/ Fannie·4 w/ the
UBS AG
ORGANIZATION11 w/ Fannie·4 w/ the
the Securities and Exchange Commission
ORGANIZATION10 w/ Fannie·4 w/ the
Federal Reserve
ORGANIZATION10 w/ Fannie·4 w/ the
Marc Rich
PERSON10 w/ Fannie·3 w/ the
Mohammed bin Salman
PERSON10 w/ Fannie·3 w/ the
Department of Justice
ORGANIZATION9 w/ Fannie·4 w/ the
Ernst & Young LLP
ORGANIZATION9 w/ Fannie·3 w/ the
Samantha Power
PERSON8 w/ Fannie·4 w/ the
UBS Fund
ORGANIZATION7 w/ Fannie·4 w/ the
Internal Revenue Service
ORGANIZATION7 w/ Fannie·4 w/ the
Cayman
LOCATION8 w/ Fannie·3 w/ the
Cease & Desist
ORGANIZATION7 w/ Fannie·4 w/ the
UBS Securities LLC
ORGANIZATION7 w/ Fannie·4 w/ the
Dept. of
ORGANIZATION6 w/ Fannie·4 w/ the
New York State
LOCATION5 w/ Fannie·4 w/ the
Lehman Structured Products
ORGANIZATION5 w/ Fannie·4 w/ the
Massachusetts Securities Division
ORGANIZATION5 w/ Fannie·4 w/ the
Civil Penalty
ORGANIZATION5 w/ Fannie·4 w/ the