Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
n favor of investors in the Fund. Allocation of Investment Strategies and Investments to and Among the Feeder Funds and Other Accounts; Conflicting Investment Opportunities; Cross Transactions In addition to the Feeder Funds and certain related entities through which the Portfolio Managers invest, Millennium has establ
2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
icts in a manner that is fair and reasonable. Allocation of Investments to and Among Feeder Funds, Related Accounts and Other Accounts; Conflicting Investment Opportunities; Cross Transactions Although at present Millennium's only clients are the Master Partnership, the Feeder Funds and certain related entities through
2 mentions1 same-page
Page ?Same page
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
icts in a manner that is fair and reasonable. Allocation of Investments to and Among Feeder Funds, Related Accounts and Other Accounts; Conflicting Investment Opportunities; Cross Transactions Although at present Millennium's only clients are the Master Partnership, the Feeder Funds and certain related entities through
Sponsored
Mutual Connections (130)
Entities connected to both Fannie Mae and Investment Opportunities
Ghislaine Maxwell
PERSON18 w/ Fannie·3 w/ Investment
United States
LOCATION17 w/ Fannie·4 w/ Investment
Federal Reserve
ORGANIZATION10 w/ Fannie·4 w/ Investment
Mohammed bin Salman
PERSON10 w/ Fannie·4 w/ Investment
UBS AG
ORGANIZATION11 w/ Fannie·3 w/ Investment
Department of Justice
ORGANIZATION9 w/ Fannie·4 w/ Investment
Marc Rich
PERSON10 w/ Fannie·3 w/ Investment
the Securities and Exchange Commission
ORGANIZATION10 w/ Fannie·3 w/ Investment
Samantha Power
PERSON8 w/ Fannie·4 w/ Investment
Ernst & Young LLP
ORGANIZATION9 w/ Fannie·3 w/ Investment
Cayman
LOCATION8 w/ Fannie·4 w/ Investment
United Kingdom
LOCATION9 w/ Fannie·2 w/ Investment
UBS Securities LLC
ORGANIZATION7 w/ Fannie·3 w/ Investment
Cease & Desist
ORGANIZATION7 w/ Fannie·3 w/ Investment
Internal Revenue Service
ORGANIZATION7 w/ Fannie·3 w/ Investment
UBS Fund
ORGANIZATION7 w/ Fannie·3 w/ Investment
JPMorgan Chase
ORGANIZATION4 w/ Fannie·5 w/ Investment
Dept. of
ORGANIZATION6 w/ Fannie·3 w/ Investment
the U.S. Department of Labor
ORGANIZATION5 w/ Fannie·4 w/ Investment
New York State
LOCATION5 w/ Fannie·3 w/ Investment