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IVE. INVESTORS IN THE INTERESTS OF THE PARTNERSHIP DO NOT BENEFIT FROM THE SPECIFIC INVESTOR PROTECTION PROVIDED BY CISA AND THE SUPERVISION BY THE FINMA IN CONNECTION WITH THE LICENSING FOR DISTRIBUTION. FOR TAIWANESE RESIDENTS ONLY: INTERESTS IN THE PARTNERSHIP CANNOT BE OFFERED, DISTRIBUTED, TRAN
easury Department issued pursuant to the Code, as amended from time to time. "UBS" shall mean UBS AG and any of its affiliates. "UBSFA" shall mean UBS Fund Advisor, L.L.C. "UBSFS" shall mean UBS Financial Services Inc. "Unaffiliated Fund Percentages" shall mean a percentage established for each non- Affiliated
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA, FINMA, CFTC Entity: UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (DOD, UK Financial Services Authority,
CLAUSES SET FORTH IN SECTION 14.10. WITNESS WHEREOF, the undersigned have duly executed this Agreement as of the day and year first above written. UBS Fund Advisor, L.L.C., as Member Designee By: Name: Title: Authorized Signatory By: Name: Title: Authorized Signatory Initial Member (solely to reflect resi
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
LIMITED LIABILITY COMPANY AGREEMENT of ALPHAKEYS MILLENNIUM FUND, L.L.C. (the "Fund') is dated and effective as of November [•1, 2018, by and among UBS Fund Advisor, L.L.C., as the manager, and each person admitted to the Fund and reflected on the books of the Fund as a member (a "Member"). WITNESSETH: WHEREAS
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
ENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of ALPHAKEYS MILLENNIUM FUND, L.L.C. is dated and effective as of April 1, 2014, by and among UBS Fund Advisor, L.L.C., as the manager, and each person admitted to the Fund and reflected on the books of the Fund as a Member. WITNESSETH: WHEREAS, the Fund h
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: ESA. FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority
ENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT of ALPHAKEYS MILLENNIUM FUND, L.L.C. is dated and effective as of April 1, 2014, by and among UBS Fund Advisor, L.L.C., as the manager, and each person admitted to the Fund and reflected on the books of the Fund as a Member. WITNESSETH: WHEREAS, the Fund h
Entities connected to both Fannie Mae and UBS Fund Advisor

Ghislaine Maxwell
PERSON
United States
LOCATION
UBS AG
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Federal Reserve
ORGANIZATION
Samantha Power
PERSON
George W. Bush
PERSONErnst & Young LLP
ORGANIZATION
Mohammed bin Salman
PERSON
Department of Justice
ORGANIZATION
Internal Revenue Service
ORGANIZATION
Marc Rich
PERSONCayman
LOCATIONUBS Fund
ORGANIZATIONUBS Securities LLC
ORGANIZATIONCease & Desist
ORGANIZATION
U.S. Treasury
ORGANIZATIONDept. of
ORGANIZATION
New Hampshire
LOCATIONLehman Structured Products
ORGANIZATION