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an adequate risk management and control system for this business. Disposition: Injunction 16. Date of Action: December 12, 2012 Brought By. FSA, FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (Dal), UK Financial Services Authority
aKeys Funds UBS Funds Disclosure Statement under Rule 506(d) This brochure provides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or
IVE. INVESTORS IN THE INTERESTS OF THE PARTNERSHIP DO NOT BENEFIT FROM THE SPECIFIC INVESTOR PROTECTION PROVIDED BY CISA AND THE SUPERVISION BY THE FINMA IN CONNECTION WITH THE LICENSING FOR DISTRIBUTION. FOR TAIWANESE RESIDENTS ONLY: INTERESTS IN THE PARTNERSHIP CANNOT BE OFFERED, DISTRIBUTED, TRAN
age Intentionally left blank) ER305378-MAXWELL CONFIDENTIAL UBSTERRAMAR00002021 EFTA00237652 Appendix B Limited Liability Company Agreement of AlphaKeys European Real Estate Opportunities Fund II, L.L.C. ER305378-MAXWELL CONFIDENTIAL UBSTERRAMAR00002022 EFTA00237653 ALPHAKEYS EUROPEAN REAL ESTA
reporting requirements. DOJ: Payment of USD 203 million Federal Reserve: USD 342 million 13. Date of Action: December 12, 2012 Brought By: FSA, FINMA, CFTC Entity: UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (DOD, UK Financial Services Authority,
aKeys Funds UBS Funds Disclosure Statement under Rule 506(d) This brochure provides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or
Entities connected to both Fannie Mae and AlphaKeys

Ghislaine Maxwell
PERSON
United States
LOCATION
UBS AG
ORGANIZATION
Federal Reserve
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATIONErnst & Young LLP
ORGANIZATION
Department of Justice
ORGANIZATIONCayman
LOCATION
U.S. Treasury
ORGANIZATION
Samantha Power
PERSONUBS Fund
ORGANIZATIONUBS Securities LLC
ORGANIZATION
Internal Revenue Service
ORGANIZATIONCease & Desist
ORGANIZATIONUBS Fund Advisor
ORGANIZATIONLehman
ORGANIZATIONDept. of
ORGANIZATION
New Hampshire
LOCATION
FDIC
ORGANIZATIONthe U.S. Department of Labor
ORGANIZATION