Epstein Secrets

ntries (Excl Germany & UK) Finding Owner: Karen Cohen Document Author: Sylvia Escobar Document Date:

-017/2019 #43 (dbTrack2407699) Finding Title: MIFID II - Remaining EEA Countries (Excl Germany & UK) Finding Owner: Karen Cohen Document Author: Sylvia Escobar Document Date: 04/12/2019 Fa internal use oat Page 1N12 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042460 CONFIDENTIAL SDNY_GM_

o: Kimberly Hart CC: Julie Cataudella ; Karen Cohen Subject: SII Closure: MIFID II - Remaining EEA

ting with Patrick C at 4:30pm. b. File name: EEA Remaining Clients_SII_Evidence_Document Let me know if you have any questions. Regards, Sylvia Sylvia Escobar Vice President Deutsche Bark Securities Inc. Wealth Management-Americas 1 South Street, Baltimore. MD21202-3298 CONFIDENTIAL - PURSUANT TO FED.

ident Deutsche Bank Securities Inc. From: Karen Cohen Sent: Thursday, April 11, 2019 11:42 AM To: Syl

From: %ohm Escobar To: ESZCIUS:hfal Subject: FW: SII Closure (I] Date: Thursday, April 11, 2019 11:55:35 AM Attachments: ima0e003.pn0 Sylvia Escobar Vice President Deutsche Bank Securities Inc. From: Karen Cohen Sent: Thursday, April 11, 2019 11:42 AM To: Sylvia Escobar <II > Subject: SII Cl

2 AM To: Dawn Forbes Harve Cc: Sylvia Escobar Cohen Subject: EEA Changes Worksheet Sheetl Sheet2

From: To: Sylvia Escobar Robert-B Chen Subject: Date: Attachments: FW: EEA Changes [I] Wednesday, April 10, 2019 5:49:45 PM EeaV3Changes.xls image001.png Sylvia Esco

MD21202-3298 Tel: Mobile: Email: From: Karen Cohen Sent: Thursday, April 11 2019 11:42 AM To: Sylv

From: To: Sylvia Escobar Robert-B Chen Subject: Date: Attachments: FW: SII Closure [I] Thursday, April 11, 2019 11:55:35 AM image003.png Sylvia Escobar Vice Presiden