Epstein Secrets

IGH YIELD BOND-INST HARBOR CONVERTIBLE SEC-INST COHEN & STEERS PREFERRED SECURITIES 411511-55-3 10.63

YAL DUTCH SHELL PLC ADR @ 66.9621 6,696.21 BROKERAGE 4.00 TAX &/OR SEC .12 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 08/09/13 (ID: 780259-10-7) ISRAEL CHEMICALS LTD ADR @ 7.8068 5,386.69 BROKERAGE 13.80 TAX &/OR SEC .10 ESI SECURITIES COMPANY (ID: 465036-20-0) ROYAL DUTCH SHELL PLC ADR @ 67.1803 5,038.52 BROKERAG

Fixed Income HARBOR HIGH YIELD BOND FUND - INS COHEN & STEERS PREFERRED SECURITIES 411511-55-3 13.74

urchase Purchase Purchase Description HSBC HOLDINGS PLC SPONS ADR @ 52.0803 22,394.53 BROKERAGE 17.20 ESI SECURITIES COMPANY (ID: 404280-40-6) ISRAEL CHEMICALS LTD ADR @ 12.2857 18,858.55 BROKERAGE 46.05 ESI SECURITIES COMPANY (ID: 465036-20-0) KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 16.29 9,774.00 BROKERAGE 18.0

I SECTOR INCOME FD - SEL FUND 2130 48121A-29-0 COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND IN

BROKERAGE 1.60 TAX &/OR SEC .03 ESI SECURITIES COMPANY (ID: 465036-20-0) ISRAEL CHEMICALS LTD ADR @ 8.2044 779.42 BROKERAGE 0.95 TAX &/OR SEC .02 ESI SECURITIES COMPANY (ID: 465036-20-0) Total Settled Sales/Maturities/Redemptions $13,805.22 (

CE INSTL INCOME FDS FLTG RATE FD F 77958B-10-5 COHEN & STEERS PREFERRED SECURITIES AND INCOME FUND IN

e Total Settled Securities Purchased Description TESCO PLC SPONS ADR @ 17.5747 4,745.17 BROKERAGE 8.10 ESI SECURITIES COMPANY (ID: 881575-30-2) ISRAEL CHEMICALS LTD ADR @ 13.4452 2,420.14 BROKERAGE 5.40 ESI SECURITIES COMPANY (ID: 465036-20-0) ($992,425.80) 180.000 13.475 (2,425.54) Quantity 270.000 Per Unit