Epstein Secrets

an "investment adviser" (as such term is defined in the Investment Advisers Act of 1940, as amended) with respect to the Client's Account(s). 9. Non-United States Resident Additional Disinosure and Understanding. This disclosure apoiies to non-United States residents and non-United States domiciled entities. C

ate), a • A domestic trust (as defined in Regulations section 301.2701-7)- Special nibs for putruerships.Ranneranfe met conduct • nee or business In the United Sates are gamily required to pay a withholdng fax on any foreign partners' share of Income from suet' budnese. Further, In certain cases where a Fan, W-9

mended) with respect to the Client's Account(s). 9. Non-United States Resident Additional Disinosure and Understanding. This disclosure apoiies to non-United States residents and non-United States domiciled entities. Client's Account is based in the United States, and not in Client's country of residence. DBSI a

effect frem time to time. 'Applicable Law' shill also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 9 012149032813 CONFIDENTIAL - PURSUANT TO FED. R GRIM.

a foreign person. and pay the withholding tax. Therefore, a you are a U.S. parson that is a prier In • partnership conducting a trade a business In the United States, provide Form W-9 to the partnership to *stadia/1 your U.S. • status and avoid withholding w your share of partnerShO Cat, No. 10731X Form W-9 (Ro

amended) with respect to the Client's Account(s). 9. Non-United States Resident Additional Diselosure and Understanding. This disclosure applies to non-United States residents and non-United States domiciled entities. Client's Account is based in the United States, and not in Client's country of residence. 0851 a

effect frem time to time. :Applicable Lae, shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 $ CONFIDENTIAL 013145032813 SDNY_GM_00037910 CONFIDE

amended) with respect to the Client's Account(s). 9. Non-United States Resident Additional Disclosure and Understanding. This disclosure applies to non-United States residents and non-United States domiciled entities. Client's Account Is based in the United States, and not in Client's country of residence. 0851 a

foreign person, end pay the withholding tax. Thereto:kir you are a U.S. person that is a Partner In a partnereNp conducting e trade or business In the United States, provide Form WS to the partnere,* to establish you U.S status end avoid withholding on your share of partnership income. Cat. No. i023, X CONFIDE

effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 1340914.0196 9 012145.0329,3 SDNY_GM_00038151 CONFIDENTIAL CONFI

foreign porta and pay the withholding tax. Therefore, If you are a U.S. person that is a partner in a partnership conducting a trade or business in the United States, preside Form W-9 to the partnetehip to eatablieh your flatus and avoid withholding on your slum of partnership Income. Cot. No 1023IX Form W9 (Re

ents Account(s). 9. Non-United Stateo Resident Additiouel Disclosure and Understanaing. This disclosure amities to not-United States residents and non-United States domiciled entities. Client's Account is based in the United States, and not in Client's country of residence. DBSI accounts, products and services m

affect from time to tare. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. is-AwM-D196 9 012145=813 CONFIDENTIAL - PURSUANT TO FED R. CRIM. P

oreign person, and pay the withholding tax. Therefore, If you are a U.S. person that Is a Connor In n partnerehip conducting a trade or business in the United States. provide Form W-9 to the partnership to calabash your U.S. status and avoid withholding on your share of partnership Income. Cat. No.10231X Form W

amended) with respect to the Client's Account(s). 9. Non-United States Resident Additional Disclosure and Understanding. This disclosure applies to non-United States residents and non-United States domiciled entities. Client's Account is based in the United States, and not in Client's country of residence. DBSI a

effect from time to time. 'Applicable Law" shall also include the rules of any national securities association, registered securities exchange or of the Options Clearing Corporation or other clearing organization applicable to the trading of option contracts. 13-AWM.0196 9 012145 032813 CONFIDENTIAL — PURSUANT TO FED. R. CRI

DEUTG821 FED FUND WIRES DEUTSCHE BANK AG LONDON Important Information and Disclosures DEUTSCHE BANK POLSKA SA. ""3035 DEUTSCHE BANK TRUST CO. AMERIC ""-739 The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. P

bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin

ormation. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. The U S will adopt a shortened settlement timeframe beginning with trade date September 5, 2017, for equities, corporate and municipal bonds, and unit invest

bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation.Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing

R ACTED AS AGENT 01/16/14 0111411/ PURCHASED MEXICAN PESO 39,253,141.020 13.0975 -2.991,017.82 LSD 01/16/14 0111411/ PURCHASED PIROC9EK5 UNITED MEX STATES 7314% BONOS2011-13.11.42 MINI MXOM 600000R8 0.000% 11113142 REG DTD 12122111 380.000.000 102.6957 .22985536 -17 ,38786 •39.253,44102 -2.979,77

bjectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid f

Condition is available at pershing.com/ statement_of_financial_condition.html. You may also request a free. printed copy by calling or • option 5. The U S adopted a shortened settlement timeframe beginning with trade date September 5, 2017, for equities, corporate and municipal bonds, and unit investmen

jectives or financial situation. Expiring options w hich are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershin