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-- By: Stephen D. Susman 560 Lexington Avenue, 15th Floor New York, New York 10022 Counsel for Claimants Stephen M. Sinaiko 1177 Avenue of the Americas New York, New York 10036 Freshfields Bruckhaus Deringer US LLP By: ikar If-Ast4.,4t4 Marshall . Fishman Gabrielle L. Gould 520 Madison Avenue, 3
z By: David B. Anders 51 West 52nd Street New York, Ncw York 10019 Counsel for Warren Spector - 3 - EFTA00284611 FINRA-DR Case No. 09-00979 FINRA DISPUTE RESOLUTION, INC. In the Matter of the Arbitration Between: FINANCIAL TRUST COMPANY, INC. and THE C.O.U.Q. FOUNDATION, INC., Claimants, - and - THE BEAR STEARNS
ully submitted, KRAMER LEVIN NAFTALIS & FRANKEL LLP B ki tatE Marshall H. Fialun f an Stephen M. Sinaiko Gabrielle L. Gould 1177 Avenue of the Americas New York, New York 10036 Attorneys for Respondents The Bear Steams Companies, Inc., Bear, Stearns & Co. Inc., and Bear Steams Asset Management In
FINRA DISPUTE RESOLUTION, INC. In the Matter of the Arbitration Between: FINANCIAL TRUST COMPANY, INC., and THE C.O.U.Q. FOUNDATION, INC., Claimants, v. THE BEAR STEARNS COMP
he following Definitions and Instructions, on or before February 5, 2010, at the offices of Kramer Levin Naftalis & Frankel LLP, 1177 Avenue of the Americas, New York, New York 10036. Definitions and Instruction 1. The term "Amended Statement of Claim" means the Amended Statement of Claim, filed in th
FINRA DISPUTE RESOLUTION, INC. In the Matter of the Arbitration Between: FINANCIAL TRUST COMPANY, INC., and THE C.O.U.Q. FOUNDATION, INC., Claimants, v. THE BEAR STEARNS COMP
Entities connected to both United States and FINRA DISPUTE RESOLUTION, INC.

Jeffrey Epstein
PERSON
Alan Dershowitz
PERSON
Stephen Hawking
PERSON
Les Wexner
PERSONAce Greenberg
PERSON
Bear Stearns
ORGANIZATION
Jimmy Cayne
PERSON
Spector
PERSONBear Steams'
ORGANIZATIONBear, Stearns & Co. Inc.
ORGANIZATIONStephen M. Sinaiko
PERSONGabrielle L. Gould
PERSONDavid B. Anders
PERSONCioffi
ORGANIZATION
Ralph Cioffi
PERSONKramer Levin Naftalis & Frankel LLP
ORGANIZATIONBear Stearns High-Grade Structured
ORGANIZATION
Matthew Tannin
PERSONTannin
ORGANIZATION