Epstein Secrets

tional 968107 6 EFTA00300208 Association of Securities Dealers, Inc. or, if the transaction which gives rise to such controversy is effected in another United States market which provides arbitration facilities, before such other facilities." The NASD is now known as the Financial Industry Regulatory Authority

rved by email and first class mail, this 16th day of September, 2009, on: Gabrielle Gould KRAMER LEVIN NAFTAILIS & FRANKEL LLP 1177 Avenue of the Americas New York New York 10036 E-mail: David B. Anders Meredith L. Turner WACHTELL, LIPTON, ROSEN & KATZ 51 West 52nd Street New York New York 10019

nder the laws of the State of Delaware with its principal place of business located at 383 Madison Avenue, New York, New York, and was the parent of Bear, Steams & Co. Inc. and BSAM. Bear Steams, a global investment bank, securities trading, and financial services firm, marketed itself as having particular expertise in

he following Definitions and Instructions, on or before February 5, 2010, at the offices of Kramer Levin Naftalis & Frankel LLP, 1177 Avenue of the Americas, New York, New York 10036. Definitions and Instruction 1. The term "Amended Statement of Claim" means the Amended Statement of Claim, filed in th

Disputes (the "Code") and the NASD Discovery Guide for Arbitration Proceedings (the "Guide"), Respondents The Bear Steams Companies, Inc. ("BSC"), Bear, Steams & Co. Inc. (BS&Co.), and Bear Steams Asset Management Inc. ("BSAM") (collectively, the "Bear Steams Respondents"), by their attorneys, Kramer Levin Naftalis &

h Sicoor. New YOn 11201.3859 (212) 2124 JEFFREY EPSTEIN STATS1/0., PF9,00 AuCuSt 31. 2002 TsSOUGH Septemter 27. 2002 ♦LGSM sLaiSflt ThicPsTFJI u.s.OPS ;Jr STATCliChl August 30.2002 Cash a EqUill 60% Your Patron° Allocation Egu ties Untft•Sid role-. a. 00 .5•0.1 banes infer Vol ...141. WI

00 ;Mb.) 627 11,100Z14 23 2,3i V612 EFTA01324376 VI ESZZOO-V.L.43 0 m C in r ZZ9SS£00 IND ANDS BEAR STEARNS OFFICE SEFMCWG MAI ACCOUNT Bear, Steams & Co. Inc. 383 Madison Avenue New York, New York 10179 (212) 272-2000 Clan Torten as nu. 0.414/3 SISSICKARY Be Stan Seaton Cu.o Oro Moen en kill &Lt" M

STARACNT Weber 30.2001 sonata Tom RAIL OM 1RAIISCTION DESCRIPTION SVIABOLCLISIP WPM PRICE COT MOAT CREDIT MOAT 12(03/01 11/28/01 SOLD AMERICAN EAGLE OUR-TITERS INC AEOS -1.000 25.03250 25.016.66 NEW EXECUTION BY JPI40 SEC FEE 84 12/0101 11/28/01 BOUGHT BROWN SHOECOMPANY DNS 1.6

29.93950 23,966,60 007 001 lilt EFTA01322940 8L89ZZOO- V1-43 C) -n in r _ 981175£00 IN9 ANGS BEAR STEARNS orra SERVICING YOUR ACCOUNT Bear, Steams & Co. Inc. 383 Madison Avenue ok 10179 25 a13 Transaction Detail (continued) INVESTMENT ACTIVITY (continued) SETEllia/ MACE DATE OM TRANSACTON CESCRI

SOLD 04/06404 04105.04 SOLD UNITED STATES TREASURY NOTE DUE 01/31/2005 01.500% MS 31 0988016192099 YIELD 1.887%10 MAMMY OVER REF or G0961031 Al UNITED STATES TREASURY NOTE 912828000 50.000.000 99.38281 49.691.406.25 DUE 03/31/200601.500% MS 31 ACCR. WT. 16.393.44 0988016192099 YIELD 1.819 % TO MAT

1022 CLOSED beietaieb re weer Ow19 SteSSeAfre m O m r 9£805£00- 019- ANGS 8 b.) IJ b.) 00 BEAR STEARNS CSTICE SFAvERIG YOUR ACCOUNT Bear, Steams & Co. Inc. 383 Madison Avenue New York. NOW YOrk 10179 ACCOUNT oxcart( GNMA GOVT BONO VISIT OUR LYCEUM winv.bearsteams can What's In This Statement Fina