Epstein Secrets

tional 968107 6 EFTA00300208 Association of Securities Dealers, Inc. or, if the transaction which gives rise to such controversy is effected in another United States market which provides arbitration facilities, before such other facilities." The NASD is now known as the Financial Industry Regulatory Authority

rved by email and first class mail, this 16th day of September, 2009, on: Gabrielle Gould KRAMER LEVIN NAFTAILIS & FRANKEL LLP 1177 Avenue of the Americas New York New York 10036 E-mail: David B. Anders Meredith L. Turner WACHTELL, LIPTON, ROSEN & KATZ 51 West 52nd Street New York New York 10019

Companies continuing as the surviving corporation and as a wholly-owned subsidiary of JPMorgan Chase & Co. 16. At all relevant times, Respondent Bear, Stearns & Co. Inc. was a corporation organized under the laws of the State of Delaware with its principle place of business located at 383 Madison Avenue, New York, N

or New York, New York 10022 (212) 336-8330 Counsel for Claimants Kramer Levin Naftalis & Frankel LLP By: Stephen M. Sinaiko 1177 Avenue of the Americas New York, New York 10036 (212) 715-9100 Freshfields Bruckhaus Deringer US LLP By: Marshall H. Fishman Gabrielle L. Gould 520 Madison Avenue, 3

nt. IN WITNESS WHEREOF, the Parties have caused this Agreement to be executed as of the Effective Date. The Bear Stearns Companies Inc. (n/k/a The Bear, Stearns & Co. Inc. (n/k/a J.P. Morgan Bear Steams Companies LLC) Securities LLC) By: By: Name: Name: Title: Title: Bear Stearns Asset Management Inc. Financ

105/01 SOLD TOMMY IfILFIGER CORP-ORD TOM -5.500 12.77740 69.873.35 EXECuTION SV GSCO CMASST> 385.00 SEC FEE 2.35 08/10/01 0910901 SOLD UNITED STATT HERS INC USTR -1,700 32.66000 55.505.14 OCECuTION BY Sue SEC FEE 1.66 owlorol 09/05101 SOLD AUTERTSONS INC min MGM TO PuRCHASE COmmON ABS -9

43 =ARID niA011014 07770,7, ~NED ~Way I SOLZZOO- V1-43 0 z -n in z r _ 68£175£00 lA19 ',NOS BEAR STEARNS CfFICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 245 Mk Avenue New Yoh New York 10167 43 0'a Transaction Detail (continued) INVESTMENT ACTIVITY (continuer» SMICPAPC 000t Din Dirt MAWS/4110

EM1 mourn 11/27/01 11/21/01 BOUGHT OUINSILVER INC 20K 600 14.01000 8.457.00 EXECUTION BY BUCK COLOAISS3DN 31.00 11/28/01 11/23201 SOLD AMERICAN EAGLE OWE-TITERS INC NEW EXECUTION BY WHO SEC FEE .18 CHILORENS PLACE RE7M. STORES INC EXECUTION BY NET COIMAISSION 8.00 SEC FEE .23 GLOB

4965 EFIA,227657 EFTA01323720 CLEARED DIRCOCAI ITS WHOus 004A0 SLINICARY Ln 8 E.) r.) 00 00 BEAR STEARNS OFTICE SERVICING YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 MaOson Avenue New York. New Von 10179 (212) 272.2000 What's In This Statement Financial Summary Your Portfaci Holdings Transaction Detail

SOLD 04/06404 04105.04 SOLD UNITED STATES TREASURY NOTE DUE 01/31/2005 01.500% MS 31 0988016192099 YIELD 1.887%10 MAMMY OVER REF or G0961031 Al UNITED STATES TREASURY NOTE 912828000 50.000.000 99.38281 49.691.406.25 DUE 03/31/200601.500% MS 31 ACCR. WT. 16.393.44 0988016192099 YIELD 1.819 % TO MAT

004 027 C6/01/04:13:17 001 Y830 EFTA01321035 I tSEZOO- V.Li3 0 m z m z H r 6780S£00 IND ANDS BUR STEARNS orra sERViCAG YOUR ACCOUNT Bear, Stearns & Co. Inc. 383 Madson Meru, Nes York. New Yolk 10179 Transaction Detail (continued) REPURCHASE AND REVERSE REPURCHASE TRANSACTIONS (continued) Sf 1 Iltatr

-- By: Stephen D. Susman 560 Lexington Avenue, 15th Floor New York, New York 10022 Counsel for Claimants Stephen M. Sinaiko 1177 Avenue of the Americas New York, New York 10036 Freshfields Bruckhaus Deringer US LLP By: ikar If-Ast4.,4t4 Marshall . Fishman Gabrielle L. Gould 520 Madison Avenue, 3

4t4 Marshall . Fishman Gabrielle L. Gould 520 Madison Avenue, 34th Floor New York New York 10022 Co-Counsel for The Bear Stearns Companies Inc., Bear, Stearns & Co. Inc. and Bear Steams Asset Management Inc. - 2 - EFTA00284610 Wachtel!, Lipton, Rosen & Katz By: David B. Anders 51 West 52nd Street New York, Nc

ully submitted, KRAMER LEVIN NAFTALIS & FRANKEL LLP B ki tatE Marshall H. Fialun f an Stephen M. Sinaiko Gabrielle L. Gould 1177 Avenue of the Americas New York, New York 10036 Attorneys for Respondents The Bear Steams Companies, Inc., Bear, Stearns & Co. Inc., and Bear Steams Asset Management In

ANSWER Pursuant to Rule 12303 of the NASD Code of Arbitration Procedure for Customer Disputes, Respondents The Bear Stearns Companies, Inc. ("BSC), Bear, Stearns & Co. Inc. (Bq&Co.), and Bear Stearns Asset Management Inc. ("BSAM") (collectively, the "Bear Stearns Respondents"), by their attorneys, Kramer Levin Naftalis

or New York, New York 10022 (212) 336-8330 Counsel for Claimants Kramer Levin Naftalis & Frankel LLP By: Stephen M. Sinaiko 1177 Avenue of the Americas New York, New York 10036 (212) 715-9100 Freshfields Bruckhaus Deringer US LLP By: Marshall H. Fishman Gabrielle L. Gould 520 Madison Avenue, 3

ishman Gabrielle L. Gould 520 Madison Avenue, 34th Floor New York, New York 10022 (212) 277-4000 Co-Counsel for The Bear Steams Companies Inc., Bear, Stearns & Co. Inc. and Bear Stearns Asset Management Inc. KU 23311357i - 2 - EFTA00586194 Wachtell, Lipton, Rosen & Katz By: David B. Anders 51 West 52nd Stree