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e D. Advisors, LLC, Mark Chiappara Active Yes Charles Wang Lead Charles B. Wang Brian Convey Activ
val N/A No-diff Andrew Farkas 0033000000Uhz75AAB Prospect Andrew Farkas [NULL] [NULL] [NULL] [NULL] [NULL] [NULL] [NULL] Farkas, Andrew [NULL] Josh Rosen Inactive N/A Dupe Alan Frankel 0003000000Bs0I3EAJ Lead Alan Frank Business 1000 Wilshire Blvd. Los Angeles CA 90017-2472 Frank, Alan [
M Arias CC: I; Zia Memon ; Andrew Gallivan • Charles Hoffarth Erin O-Rourke ; Mary C Keaveney ; Mic
• Charles Hoffarth Erin O-Rourke ; Mary C Keaveney ; Michael-J Davis Michael S Jacoby [email protected] Charlie Burrows Daphne Gales I Josh Rosen Salta Medina Irina Yablochnik Ankur Shah I I • Janice Franklin ; Armen Brash Liz Fitzgerald ; Diana Canter Subject: Monthly Annual Client Up
4:40:18 PM To: Andrew Gallivan Daphne Cales ; Charles Hoffarth ; Irina Yablochnik ; Kimberly Hart Il
iana Canter ; Sarita Medina ; Armen Brash ; Charlie Burrows ; Erin O-Rourke ; Janice Franklin ; Lina M Arias I; Michael-1 Davis ; Zia Memon ;Josh Rosen ; Liz Fitzgerald Subject: Monthly Annual Client Update Reports - November [I) Attachments: 2014 November - ACUs Due Within 30 Days.xlsx; 2014 Nov
Lina M Arias Andrew Gallivan Mary C Keaveney Charles Hoffarth Michael-J Davis Michael S Jacoby Char
O-Rourke Lina M Arias Andrew Gallivan Mary C Keaveney Charles Hoffarth Michael-J Davis Michael S Jacoby Charlie Burrows Cc: Daphne Cales >, Josh Rosen < >, Sarita Medina Irina Yablochnik Ankur Shah Janice Franklin < >, Armen Brash >, Liz Fitzgerald Diana Canter Classification: For internal
Entities connected to both Prince Charles and Josh Rosen

Jeffrey Epstein
PERSON
Lesley Groff
PERSON
George W. Bush
PERSON
United States
LOCATION
Prince Andrew
PERSON
Marc Rich
PERSON
Alan Dershowitz
PERSON
Julie K. Brown
PERSON
New York
LOCATION
Samantha Power
PERSON
Lawrence Krauss
PERSON
Barry Diller
PERSONDarren Indyke
PERSON
New York City
LOCATION
Deutsche Bank
ORGANIZATION
Princess Diana
PERSON
New York State
LOCATIONScott Rothstein
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONDeirdre
PERSON