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rading fairies" aka: MY INFORMATION FINRA Fines Brown Brothers Harriman A Record $8 Million for Substan
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
2 mentions1 same-page
Page ?Same page
rading fairies" aka: MY INFORMATION FINRA Fines Brown Brothers Harriman A Record $8 Million for Substan
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
2 mentions1 same-page
Page ?Same page
rading fairies" aka: MY INFORMATION FINRA Fines Brown Brothers Harriman A Record $8 Million for Substan
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
Sponsored
2 mentions1 same-page
Page ?Same page
rading fairies" aka: MY INFORMATION FINRA Fines Brown Brothers Harriman A Record $8 Million for Substan
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
2 mentions1 same-page
Page ?Same page
aka: MY INFORMATION EFTA00070613 FINRA Fines Brown Brothers Harriman A Record $8 Million for Substan
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRAs Sales Practice Examination, Risk Monitoring a
2 mentions1 same-page
Page ?Same page
rading fairies" aka: MY INFORMATION FINRA Fines Brown Brothers Harriman A Record $8 Million for Substan
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
Sponsored
Mutual Connections (85)
Entities connected to both Julie K. Brown and Rufino
Deutsche Bank
ORGANIZATION825 w/ Julie·5 w/ Rufino
Donald Trump
PERSON620 w/ Julie·5 w/ Rufino
Joe Biden
PERSON363 w/ Julie·5 w/ Rufino
CD
Chris Dilorio
PERSON196 w/ Julie·6 w/ Rufino
BE
Berger
PERSON179 w/ Julie·6 w/ Rufino
NO
Norberg
PERSON174 w/ Julie·6 w/ Rufino
Bill Richardson
PERSON166 w/ Julie·2 w/ Rufino
the Securities and Exchange Commission
ORGANIZATION162 w/ Julie·6 w/ Rufino
CS
Christopher Steele
PERSON149 w/ Julie·2 w/ Rufino
JA
Janey
PERSON139 w/ Julie·6 w/ Rufino
KE
Keener
PERSON139 w/ Julie·2 w/ Rufino
Knight Capital
ORGANIZATION126 w/ Julie·2 w/ Rufino
AG
Ace Greenberg
PERSON115 w/ Julie·5 w/ Rufino
Clayton
LOCATION76 w/ Julie·6 w/ Rufino
Steven Mnuchin
PERSON74 w/ Julie·5 w/ Rufino
Adam Sandler
PERSON74 w/ Julie·2 w/ Rufino
Cyprus
LOCATION50 w/ Julie·2 w/ Rufino
RB
Richard Best
PERSON42 w/ Julie·6 w/ Rufino
RO
Rosen
PERSON42 w/ Julie·3 w/ Rufino
SEC NY
ORGANIZATION25 w/ Julie·6 w/ Rufino