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Document Mentions (6 shared documents)
2 mentions1 same-page
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rading fairies" aka: MY INFORMATION FINRA Fines Brown Brothers Harriman A Record $8 Million for Substan
ociate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office vii.vw.sec gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
2 mentions1 same-page
Page ?Same page
rading fairies" aka: MY INFORMATION FINRA Fines Brown Brothers Harriman A Record $8 Million for Substan
ssociate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec g ov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
2 mentions1 same-page
Page ?Same page
rading fairies" aka: MY INFORMATION FINRA Fines Brown Brothers Harriman A Record $8 Million for Substan
Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec.gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
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2 mentions1 same-page
Page ?Same page
rading fairies" aka: MY INFORMATION FINRA Fines Brown Brothers Harriman A Record $8 Million for Substan
Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec.gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
2 mentions1 same-page
Page ?Same page
aka: MY INFORMATION EFTA00070613 FINRA Fines Brown Brothers Harriman A Record $8 Million for Substan
Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec gov Not sure who Ms Caballes is. But Mikey Rufino I know. EFTA00070614 If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former
2 mentions1 same-page
Page ?Same page
rading fairies" aka: MY INFORMATION FINRA Fines Brown Brothers Harriman A Record $8 Million for Substan
ssociate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec g ov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu
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Mutual Connections (85)
Entities connected to both Julie K. Brown and Mikey Rufino
Deutsche Bank
ORGANIZATION825 w/ Julie·5 w/ Mikey
Donald Trump
PERSON620 w/ Julie·5 w/ Mikey
Joe Biden
PERSON363 w/ Julie·5 w/ Mikey
CD
Chris Dilorio
PERSON196 w/ Julie·6 w/ Mikey
BE
Berger
PERSON179 w/ Julie·6 w/ Mikey
NO
Norberg
PERSON174 w/ Julie·6 w/ Mikey
Bill Richardson
PERSON166 w/ Julie·2 w/ Mikey
the Securities and Exchange Commission
ORGANIZATION162 w/ Julie·6 w/ Mikey
CS
Christopher Steele
PERSON149 w/ Julie·2 w/ Mikey
JA
Janey
PERSON139 w/ Julie·6 w/ Mikey
KE
Keener
PERSON139 w/ Julie·2 w/ Mikey
Knight Capital
ORGANIZATION126 w/ Julie·2 w/ Mikey
AG
Ace Greenberg
PERSON115 w/ Julie·5 w/ Mikey
Clayton
LOCATION76 w/ Julie·6 w/ Mikey
Steven Mnuchin
PERSON74 w/ Julie·5 w/ Mikey
Adam Sandler
PERSON74 w/ Julie·2 w/ Mikey
Cyprus
LOCATION50 w/ Julie·2 w/ Mikey
RB
Richard Best
PERSON42 w/ Julie·6 w/ Mikey
RO
Rosen
PERSON42 w/ Julie·3 w/ Mikey
SEC NY
ORGANIZATION25 w/ Julie·6 w/ Mikey