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OKERAGE 0.10 TAX &/OR SEC .01 DEUTSCHE BANC ALEX BROWN INC (ID: 18683K-10-1) CLIFFS NATURAL RESOURCES I
TAX &/OR SEC .01 JEFFERIES & COMPANY (ID: 18683K-10-1) CLIFFS NATURAL RESOURCES INC @ 29.6029 29.60 BROKERAGE 0.02 TAX &/OR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 18683K-10-1) CLIFFS NATURAL RESOURCES INC @ 29.1552 58.31 BROKERAGE 0.04 TAX &/OR SEC .01 CREDIT SUISSE FIRST BOSTON LLC (ID: 18683K-10-1) C
OKERAGE 0.78 TAX &/OR SEC .07 DEUTSCHE BANC ALEX BROWN INC (ID: 539830-10-9) Page 11 of 14 (39.000) 1
RAGE 0.62 TAX &/OR SEC .06 LIQUIDNET INC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 104.1817 9,376.35 BROKERAGE 1.80 TAX &/OR SEC .16 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 104.45 626.70 BROKERAGE 0.12 TAX &/OR SEC .01 LIQUIDNET INC (ID: 539830-10-9) LOCKHEED MARTIN CORP @ 103
ROKERAGE 0.22 TAX &MR SEC .01 DEUTSCHE BANC ALEX BROWN INC (ID: 755111.50-7) (11.000) 56.476 621.24
1.14 (542.03) (140.89) S 12/3 12/6 Sale High Cost CUFFS NATURAL RESOURCES INC @ 28.5427 171.26 BROKERAGE 0.12 TAX SJOR SEC .01 MERRILL LYNCH PIERCE FENNER & SMIT 18683K-10-1) (6.000) 28.522 171.13 (23129) (60.16) 12/3 12/6 Sale High Cost CLIFFS NATURAL RESOURCES INC 0 28.6774 372.81 BROKERAGE 0.26
OKERAGE 0.78 TAX 8/OR SEC .07 DEUTSCHE BANC ALEX BROWN INC (ID: 539830-10-9) $8,834.02 J.P.Morgan Pag
ED MARTIN CORP 104.1817 9,376.35 (90.000) 104.16 9,374.39 (8,550.55) 823.84 S 6/27 High Cost BROKERAGE 1.80 TAX 11/OR SEC .16 MERRILL LYNCH PIERCE FENNER & SMIT (ID: ca98-10-10-9) 6/24 Sale LOCKHEED MARTIN CORP 0 104.45 626.70 BROKERAGE (6.000) 104.428 626.57 (570.04) 56.53 S 6/27 High Cost 0.12 TA
Entities connected to both Julie K. Brown and PIERCE FENNER & SMIT

Deutsche Bank
ORGANIZATION
Ghislaine Maxwell
PERSON
Scarlett Johansson
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JPMorgan Chase
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Nassau
LOCATION
the Internal Revenue Service
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ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONJason Bell
PERSONALEX BROWN INC
ORGANIZATIONLIQUIDNET INC
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JOHNSON & JOHNSON
ORGANIZATIONGOLDMAN SACHS & CO.
ORGANIZATIONGENERAL MILLS INC
ORGANIZATIONBLACKROCK INC
ORGANIZATIONPERSHING & COMPANY
ORGANIZATIONNEXTERA ENERGY INC
ORGANIZATIONANALOG DEVICES INC
ORGANIZATIONJason Grosse
PERSONPEPSICO INC
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