Epstein Secrets

'also referred to herein as 'Deutsche Bank Alex. Brown'' to 'nitrify any rePreSemetion contained thereo

Y_GM_00037963 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED R. GRIM. P. 6(e) DB-SDNY-0000787 EFTA_00 148572 EFTA01282472 Risks, Prohibitions and General Information Concerning Option Trading I understand that options vennadiorn Involve a nigh degree Of Pk end Cotter no guaranies* of gain a' assurance spend loss Accordedly. I understand t

repaired Marian or unrestricted negotiable shares of the underlying stock n en amount specified by Deutsche Bank Alex Brown — Deutsche Bare Alex. Brown may refuse Orders to Made ootsons in my account if there are restrictions against my ottare. Inducing mina:ions regal:bp trading in the underlying s

00038825 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001649 EFTA_00 149434 EFTA01283127 t. Risks. Prohibitions end General Information Concerning Option Trading I understand that options transactions invoke a high degree of risk and offer no guarantee of gain or assurance against ioss Accordingly. d understa

t date 4. 1 understand that main regain ents exist in connection with certain options salaam to meet al margin calls as made by Dessacha Bank Plea. Brown. I understand thel Deutsche Bank Alex. soon in computing the sego requirements for option weiliDAS. may impose a higher margin rearernent for awed O

Y_GM_00038742 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P 6(e) DB-SDNY-0001566 EFTA_00149351 EFTA01283070 Disks, TtrOhibiliont and General Information Concerning Option Trading understand that options transactions involve a high dowse of risk std offer no guarantee of gain er atsuraa against las. Accordingly, I weestand tha

ads a securities, posted by me Rome shod option positions, may riot be triad in my margin account equity a interest Computations. Deutsche Bank Nex. Brown may, in turn, use mess deposits to sews said short petitions with the OCC. — Option exorcise notices assigoed to Deutsche Bank Alex. Brown in respe

1) SONY W87 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001611 EFTA_00149396 EFTA01283089 Risks, Prohibitions and General Information Concerning Option Trading I understand the options uunsactions invoke a high dunce of nsk and oiler no guarantee of gain or assurance aganst loss. Artordingly. I understand t

rm that I am the source of and of the above information and authorize Deutsche Bank Securities Inc. (also referred to herein as "Deutsche Rank Alex. Brown') to contained therein, at its discretion. I will promptly notify Deutsche Bank Alex. Brown, in writing. of any material change in the I acknowledg

14 (09 ill 006404.061011 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001566 EFTA_000 15040 EFTA00165818 Risks, Prohibitions and General Information Concerning Option Trading I 'remise that options transactions involve a high degree d risk and Offer no guarantee of gain a assurance against loss, Accordingly. I understand

herein as 'Deutsche Bank Alex. Brown") to verify any representation contained therein, at its discretion. I will promptly notify Deutsche Bank Atex. Brown, in writing, of any material change in the above-stated information. t acknowledge that I may obtain an actions clearing corporation prospectus upon

ta Min 00640a °Mit CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001649 EFTA_000 15 1 23 EFTA00165901 4. Risks, PCOhit/ItiOnS and General Information Concerning Option Trading I understand ttgd options transactions invcthe a high degree of risk and otter no guarantee of gain or eleuranCe against loss Accordingly. I underst

hereby confirm that I am the tattoo of end information and authorize Deutsche Bank Securities Inc. {also referred to herein as "Deutsche Bark Alex. Brown') to therein, at ifs discretion. I will promptly notif tr Bank Alex. Brown. in writing, cf any material change in the lodge that I may obtain an o

14 (05f11) 001404.05 to 1 i CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Iplat9A111156 EFTA_00020026 EFTA00169753 Risks, Prohibitions and General Information Concerning Option Trading I wierstand that options transactions involve a high degree of risk and offer no guarantee of gain or assurance against loss. Accordingly, I underst

I understand that margin requirements exist in connection with certain options and I agree to meet all margin calls as made by Deutsche Bank Alex. Brown. I understand that Deutsche Bank Alex. Brown, in computing the margin requirements for option positions, may impose a higher margin requirement for

Uncovered Call Writing DATE Comments: 09-PWM-0127 OM 14 (05/11) 006404.051011 FOROPTIONDEPT. TOCOMPLETE EFTA01467745 Risks, Prohibitions and General Information Concerning Option Trading I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assurance against loss. Accordingly, I unde

iett my account, including MISSOCbCan regarding leading in tho underlying security, or for arty other remora at its decreed* — Deutsche Bank Apex. Brown has set trading and exercise deacenes which correspond to deadlines established by the 00C and vial accept nO responsiblitY for derdelien of Orders

Risks,'Prohibitions and General Information Concerning Option Trading I understand that opttns transactions involve a high degree of risk and offer no guarantee of gain or assured* against loss. Accordingly, I understa

Deutsche Bank Ake. Brown in respect °fashion position in option contracts in customer accounts shall be allocated to customers ol Deutsche Bank Mee. Brown on an automated random faxes I once-pane that if I am assigned, the assignment will be processed as a sale en the thse en act) or 0 asthma (in the c

Risks, Prohibitions and General Information Concerning Option Trading I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assurance against loss. Ace:tangly. I underst