Y_GM_00037963 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED R. GRIM. P. 6(e) DB-SDNY-0000787 EFTA_00 148572 EFTA01282472 Risks, Prohibitions and General Information Concerning Option Trading I understand that options vennadiorn Involve a nigh degree Of Pk end Cotter no guaranies* of gain a' assurance spend loss Accordedly. I understand t

00038825 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001649 EFTA_00 149434 EFTA01283127 t. Risks. Prohibitions end General Information Concerning Option Trading I understand that options transactions invoke a high degree of risk and offer no guarantee of gain or assurance against ioss Accordingly. d understa

Y_GM_00038742 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P 6(e) DB-SDNY-0001566 EFTA_00149351 EFTA01283070 Disks, TtrOhibiliont and General Information Concerning Option Trading understand that options transactions involve a high dowse of risk std offer no guarantee of gain er atsuraa against las. Accordingly, I weestand tha

1) SONY W87 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001611 EFTA_00149396 EFTA01283089 Risks, Prohibitions and General Information Concerning Option Trading I understand the options uunsactions invoke a high dunce of nsk and oiler no guarantee of gain or assurance aganst loss. Artordingly. I understand t

14 (09 ill 006404.061011 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001566 EFTA_000 15040 EFTA00165818 Risks, Prohibitions and General Information Concerning Option Trading I 'remise that options transactions involve a high degree d risk and Offer no guarantee of gain a assurance against loss, Accordingly. I understand

ta Min 00640a °Mit CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001649 EFTA_000 15 1 23 EFTA00165901 4. Risks, PCOhit/ItiOnS and General Information Concerning Option Trading I understand ttgd options transactions invcthe a high degree of risk and otter no guarantee of gain or eleuranCe against loss Accordingly. I underst

14 (05f11) 001404.05 to 1 i CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Iplat9A111156 EFTA_00020026 EFTA00169753 Risks, Prohibitions and General Information Concerning Option Trading I wierstand that options transactions involve a high degree of risk and offer no guarantee of gain or assurance against loss. Accordingly, I underst

Risks,'Prohibitions and General Information Concerning Option Trading I understand that opttns transactions involve a high degree of risk and offer no guarantee of gain or assured* against loss. Accordingly, I understa

ing i__ Purchasing Options I..1 Option Spreads Q Uncovered Put Writino C: Uncovered Call Writin9 ROSrP Date Comments: Risks, Prohibitions and General Information Concerning Option Trading Important Please read this appendix I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assuranc

C Purchasing Options D Option Spreads 0 Uncovered Put Writing C Uncovered Call Wilting ROSFP Date Comment& r _ _ _ _ Risks, Prohibitions and General Information Concerning Option Trading Important Please read this appendix I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assuranc

Writing i__ Purchasing Options Option Spreads Q Uncovered Put Writino C: Uncovered Call Writin9 ROSrP Date Comments: Risks, Prohibitions and General Information Concerning Option Trading Important Please read this appendix I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assuranc

Risks, Prohibitions and General Information Concerning Option Trading I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assurance against loss. Ace:tangly. I underst

Gar Risks, Prohibitions end General Information Concerning Option Trading I understand that options transactions invohd a high degree of risk and otter no guarantee of gain or assurance against toss. Accordingly. I underst

Uncovered Call Writing DATE Comments: 09-PWM-0127 OM 14 (05/11) 006404.051011 FOROPTIONDEPT. TOCOMPLETE EFTA01467745 Risks, Prohibitions and General Information Concerning Option Trading I understand that options transactions involve a high degree of risk and offer no guarantee of gain or assurance against loss. Accordingly, I unde