Back to Network
5
Shared Docs
5
Same-Page
5 / 5
Mentions
Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
ties Act, (y) a "qualified purchaser" as defined in Section 2(a)(51) of the Investment Company Act and (z) a "qualified client," as defined in the U.S. Investment Advisers Act of 1940, as amended (the "Advisers Act"). There is no public market for the Interests, and no such market is expected to develop in t
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
ties Act, (y) a "qualified purchaser" as defined in Section 2(a)(51) of the Investment Company Act and (z) a "qualified client," as defined in the U.S. Investment Advisers Act of 1940, as amended (the "Advisers Act"). There is no public market for the Interests, and no such market is expected to develop in t
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
ties Act, (y) a "qualified purchaser" as defined in Section 2(a)(51) of the Investment Company Act and (z) a "qualified client," as defined in the U.S. Investment Advisers Act of 1940, as amended (the "Advisers Act"). There is no public market for the Interests, and no such market is expected to develop in t
Sponsored
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
ties Act, (y) a "qualified purchaser" as defined in Section 2(a)(51) of the Investment Company Act and (z) a "qualified client," as defined in the U.S. Investment Advisers Act of 1940, as amended (the "Advisers Act"). There is no public market for the Interests, and no such market is expected to develop in t
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
ties Act, (y) a "qualified purchaser" as defined in Section 2(a)(51) of the Investment Company Act and (z) a "qualified client," as defined in the U.S. Investment Advisers Act of 1940, as amended (the "Advisers Act"). There is no public market for the Interests, and no such market is expected to develop in t
Sponsored
Mutual Connections (78)
Entities connected to both U.S. Virgin Islands and U.S. Investment
United States
LOCATION341 w/ U.S.·6 w/ U.S.
Puerto Rico
LOCATION172 w/ U.S.·5 w/ U.S.
Eric Holder
PERSON127 w/ U.S.·5 w/ U.S.
Paul Volcker
PERSON84 w/ U.S.·6 w/ U.S.
United Kingdom
LOCATION50 w/ U.S.·6 w/ U.S.
United States District Court
ORGANIZATION42 w/ U.S.·5 w/ U.S.
the District of Columbia
LOCATION36 w/ U.S.·5 w/ U.S.
European Union
ORGANIZATION16 w/ U.S.·24 w/ U.S.
the U.S. Investment Company Act
ORGANIZATION5 w/ U.S.·24 w/ U.S.
The Confidential Private Placement Memorandum
ORGANIZATION5 w/ U.S.·23 w/ U.S.
iCapital Advisors
ORGANIZATION5 w/ U.S.·23 w/ U.S.
Marla Maples
PERSON22 w/ U.S.·6 w/ U.S.
Malta
LOCATION19 w/ U.S.·5 w/ U.S.
Cyprus
LOCATION17 w/ U.S.·5 w/ U.S.
Liechtenstein
LOCATION17 w/ U.S.·5 w/ U.S.
Cayman Islands
LOCATION17 w/ U.S.·5 w/ U.S.
Luxembourg
LOCATION15 w/ U.S.·6 w/ U.S.
Estonia
LOCATION14 w/ U.S.·5 w/ U.S.
Denmark
LOCATION13 w/ U.S.·5 w/ U.S.
City of New York
LOCATION13 w/ U.S.·5 w/ U.S.