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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
Sponsored
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
ivate investment funds available via the iCapital Network ("iCapital Funds"). The prospect of receiving such compensation creates an incentive for iCapital Securities, LLC to place investors in the iCapital Funds from which it receives a placement fee or may in the future receive such a fee over other investment
Sponsored
Mutual Connections (80)
Entities connected to both U.S. Virgin Islands and iCapital Securities
United States
LOCATION341 w/ U.S.·5 w/ iCapital
New York
LOCATION282 w/ U.S.·16 w/ iCapital
Puerto Rico
LOCATION172 w/ U.S.·5 w/ iCapital
Eric Holder
PERSON127 w/ U.S.·5 w/ iCapital
Lawrence Krauss
PERSON114 w/ U.S.·5 w/ iCapital
Paul Volcker
PERSON84 w/ U.S.·5 w/ iCapital
iCapital
ORGANIZATION5 w/ U.S.·82 w/ iCapital
United Kingdom
LOCATION50 w/ U.S.·5 w/ iCapital
United States District Court
ORGANIZATION42 w/ U.S.·5 w/ iCapital
the District of Columbia
LOCATION36 w/ U.S.·5 w/ iCapital
Marla Maples
PERSON22 w/ U.S.·5 w/ iCapital
the iCapital Network
ORGANIZATION5 w/ U.S.·21 w/ iCapital
Fidelity Brokerage Services
ORGANIZATION5 w/ U.S.·21 w/ iCapital
Glendower
LOCATION5 w/ U.S.·21 w/ iCapital
Malta
LOCATION19 w/ U.S.·5 w/ iCapital
Cyprus
LOCATION17 w/ U.S.·5 w/ iCapital
Cayman Islands
LOCATION17 w/ U.S.·5 w/ iCapital
Liechtenstein
LOCATION17 w/ U.S.·5 w/ iCapital
European Union
ORGANIZATION16 w/ U.S.·5 w/ iCapital
Luxembourg
LOCATION15 w/ U.S.·5 w/ iCapital