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Document Mentions (5 shared documents)
2 mentions1 same-page
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ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
Sponsored
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
nager's affiliate, Institutional Capital Network, Inc., has committed to an annual marketing spend with Fidelity through which it will promote the iCapital network to Fidelity's platform of registered investment advisers and brokers. The existence of such compensation arrangements could create a poten
Sponsored
Mutual Connections (95)
Entities connected to both U.S. Virgin Islands and iCapital
United States
LOCATION341 w/ U.S.·8 w/ iCapital
New York
LOCATION282 w/ U.S.·22 w/ iCapital
Virginia Giuffre
PERSON175 w/ U.S.·22 w/ iCapital
Puerto Rico
LOCATION172 w/ U.S.·5 w/ iCapital
Lawrence Krauss
PERSON114 w/ U.S.·23 w/ iCapital
Eric Holder
PERSON127 w/ U.S.·5 w/ iCapital
Samantha Power
PERSON89 w/ U.S.·3 w/ iCapital
Paul Volcker
PERSON84 w/ U.S.·5 w/ iCapital
iCapital Securities
ORGANIZATION5 w/ U.S.·82 w/ iCapital
Credit Suisse
ORGANIZATION6 w/ U.S.·67 w/ iCapital
the State of New York
LOCATION62 w/ U.S.·3 w/ iCapital
Institutional Capital Network, Inc.
ORGANIZATION5 w/ U.S.·59 w/ iCapital
United Kingdom
LOCATION50 w/ U.S.·8 w/ iCapital
Fidelity
ORGANIZATION8 w/ U.S.·47 w/ iCapital
National Financial Services
ORGANIZATION5 w/ U.S.·47 w/ iCapital
the Securities and Exchange Commission
ORGANIZATION23 w/ U.S.·27 w/ iCapital
United States District Court
ORGANIZATION42 w/ U.S.·5 w/ iCapital
North
LOCATION32 w/ U.S.·11 w/ iCapital
Fidelity Brokerage Services
ORGANIZATION5 w/ U.S.·37 w/ iCapital
the District of Columbia
LOCATION36 w/ U.S.·5 w/ iCapital