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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
he Securities Act, or any other securities laws. Neither the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act"). Consequently, investors will not be afforded the protections of the Investment Company Act. Th
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
he Securities Act, or any other securities laws. Neither the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act"). Consequently, investors will not be afforded the protections of the Investment Company Act. Th
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
he Securities Act, or any other securities laws. Neither the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act"). Consequently, investors will not be afforded the protections of the Investment Company Act. Th
Sponsored
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
he Securities Act, or any other securities laws. Neither the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act"). Consequently, investors will not be afforded the protections of the Investment Company Act. Th
2 mentions1 same-page
Page ?Same page
ut admitting or denying any allegations, Raymond James Financial Services, Inc. ("Raymond James") settled with most of the states, Puerto Rico, the Virgin Islands, and the District of Columbia allegations that they failed to supervise and/or engaged in dishonest or unethical practices (or substantially equiv
he Securities Act, or any other securities laws. Neither the Access Fund nor the Underlying Fund will be registered as an investment company under the U.S. Investment Company Act of 1940, as amended (the "Investment Company Act"). Consequently, investors will not be afforded the protections of the Investment Company Act. Th
Sponsored
Mutual Connections (151)
Entities connected to both U.S. Virgin Islands and the U.S. Investment Company Act
Jeffrey Epstein
PERSON1,639 w/ U.S.·3 w/ the
Ghislaine Maxwell
PERSON385 w/ U.S.·25 w/ the
United States
LOCATION341 w/ U.S.·31 w/ the
New York
LOCATION282 w/ U.S.·9 w/ the
Alan Dershowitz
PERSON253 w/ U.S.·2 w/ the
George W. Bush
PERSON238 w/ U.S.·6 w/ the
the Southern District
LOCATION199 w/ U.S.·23 w/ the
Puerto Rico
LOCATION172 w/ U.S.·31 w/ the
Virginia Giuffre
PERSON175 w/ U.S.·2 w/ the
Marc Rich
PERSON167 w/ U.S.·2 w/ the
Eric Holder
PERSON127 w/ U.S.·29 w/ the
JPMorgan Chase
ORGANIZATION127 w/ U.S.·4 w/ the
Samantha Power
PERSON89 w/ U.S.·26 w/ the
Prince Charles
PERSON91 w/ U.S.·8 w/ the
New York State
LOCATION87 w/ U.S.·8 w/ the
Paul Volcker
PERSON84 w/ U.S.·9 w/ the
the State of New York
LOCATION62 w/ U.S.·22 w/ the
John F. Kennedy
PERSON81 w/ U.S.·2 w/ the
Joi Ito
PERSON74 w/ U.S.·2 w/ the
United Kingdom
LOCATION50 w/ U.S.·16 w/ the