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obtained. -Negative Media & FED: There is some negative media against Mr. Epstein and he a also maintains a dose relationship with Bill Ointon and Prince Andrew. Please see risk calculate( for more information. Appropriate approval was obtained. • Ow review did not identify any red flags and thus there was
son (PEP)?OT Yes, desate) Connection with Prince Andrew and Bill Calton No ,74. Yes O To the best of
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Morns 10/5/2015 Office Director/Business Head: Andrew F Gallivan (Signature) Andrew F Gallrvan 10/5/
CONFIDENTIAL - PURSUANT TO FED. R. ItoeP. I'M I DB-SONY-0019943 EFTA_00I 67687 EFTA01295821 KYC Print Page 11 of 13 J. Undisclosed Principal Form Complete (Intermedianes Only) r Yes r No F Not Applicable K. If Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in
Entities connected to both Prince Andrew and Form Complete

Jeffrey Epstein
PERSON
Bill Clinton
PERSONDarren Indyke
PERSON
Martha Stewart
PERSON
Harvey Weinstein
PERSON
Les Wexner
PERSON
U.S. Virgin Islands
LOCATION
Bear Stearns
ORGANIZATION
Mort Zuckerman
PERSON
Paul Morris
PERSONAce Greenberg
PERSON
John Brennan
PERSON
New York Daily News
ORGANIZATION
Eric Holder
PERSON
JPMorgan Chase
ORGANIZATIONthe Upper East Side
LOCATIONSouthern Trust Company
ORGANIZATION
Bruce Wasserstein
PERSON
Financial Trust Company
ORGANIZATION
Deutsche Bank
ORGANIZATION