Epstein Secrets

nted to give you a quick performance and pipeline update as we get to the end of the year. Happy to discuss in more detail if you like. We've given Andrew the same info as well. EFTA01476663 With over $100mm of NNA and multiple new accounts opened, we've met or exceeded our objectives there. We view

: For internal use only Chip, good to spend a few minutes together Friday, I appreciate the time. As I mentioned, I've never been more committed to the Private Bank and we are excited for 2016. I'm sure you saw the pipeline and KCP attachments which are both pretty incredible and the franchise impact is hard to

n, 05 Oct 2015 13:40:36 -0400 To: Kimberly Hart Andrew Gallivan Classification: For internal use only

ance has reviewed the PCR alert generated for Jeffrey Epstein, UBO and Signatory on the accounts of Mort, Inc. Mr. Epstein is an existing client of the Private Bank. The subject of the alert is Jeffrey S. Epstein who resides in Farmingham, Massachusetts, United States. EFTA01398736 Our client is Jeffrey E. E

Terrence Tangney 2015 1 1/7/2013 Armen Brash, Andrew Galivan, Michael J. Davis, Michael Jacoby US-0

s a "mutual fund only" cl ient with no open Private Bank accounts. The mutual fund account is associated with a "dealer code" that associates it to the Private Bank. We are trying to get the account coded correctly or funds es cheated. In the meantime, there has been no account activity. The client has $77.19 in

; Rich Weber ; Justin Crook ; Wolfram Lange ; Andrew Gallivan ; Corinna Reibchen Kimberl Hart >; K

have decided to carry out the audit of the 1LoD KYC controls in 2020 once the current remediation exercise is completed. We will obtain coverage of the Private Bank in 2019 via the audit of Covered Clients. Once the audit plan for 2019 is finalized I will of course circulate a copy to yourself and Oliver. Rega