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41 (a)(3)) Ms Mandelker has not been replaced by Trump/Mnuchin. In doing so, they have re written the Tr
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
41 (a)(3)) Ms Mandelker has not been replaced by Trump/Mnuchin. In doing so, they have re written the Tr
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
41 (a)(3)) Ms Mandelker has not been replaced by Trump/Mnuchin. In doing so, they have re written the Tr
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
41 (a)(3)) Ms Mandelker has not been replaced by Trump/Mnuchin. In doing so, they have re written the Tr
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
41 (a)(3)) Ms Mandelker has not been replaced by Trump/Mnuchin. In doing so, they have re written the Tr
ll leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA's Sales Practice Examination, Risk Monitoring
Entities connected to both Donald Trump and Rufino

Julie K. Brown
PERSON
Joe Biden
PERSONChris Dilorio
PERSON
Clayton
LOCATIONJaney
PERSON
Bill Richardson
PERSON
Steven Mnuchin
PERSONBerger
PERSONthe Securities and Exchange Commission
ORGANIZATIONMichael Farkas
PERSONSEC NY
ORGANIZATIONAce Greenberg
PERSONChristopher Steele
PERSONKeener
PERSONAndrew Farkas
PERSONBBH AML
ORGANIZATIONMckessy
ORGANIZATIONNorberg
PERSON
Deutsche Bank
ORGANIZATION
Adam Sandler
PERSON