Document Mentions (5 shared documents)

EFTA00069181_email_003

2 mentions1 same-page

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41 (a)(3)) Ms Mandelker has not been replaced by Trump/Mnuchin. In doing so, they have re written the Tr

ociate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office vii.vw.sec gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu

EFTA00086291_email_002

2 mentions1 same-page

Page ?Same page

41 (a)(3)) Ms Mandelker has not been replaced by Trump/Mnuchin. In doing so, they have re written the Tr

ssociate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec g ov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu

EFTA00090355_email_003

2 mentions1 same-page

Page ?Same page

41 (a)(3)) Ms Mandelker has not been replaced by Trump/Mnuchin. In doing so, they have re written the Tr

Associate Directors of OCIE's Broker-Dealer Examination Program in the SEC's New York Regional Office www.sec.gov Not sure who Ms Caballes is. But Mikey Rufino I know. If you read the Clayton/Dick "BBH" Best pr you'd say Mikey Rufino was at the BD SRO FINRA FROM 2013 until joining his former FINRA colleagu