4
Shared Docs
4
Same-Page
5 / 4
Mentions
e costly and occupy significant staff time and resources. Any such inquiry, investigation or enforcement proceeding could include civil or criminal SAXWELL II-35 CONFIDENTIAL UBSTERRAMAR00001398 EFTA00237044 proceedings resulting in a censure, fine, penalty and/or other sanction, including asset f
th following the date on which notice of the Trigger Event is given (the "Transition Period"), and thereafter until the Special Withdrawal Date (as MAXWELL I-30 CONFIDENTIAL UBSTERRAMAR00001307 EFTA00236953 defined below), withdrawals may not be made, and (subject to the next sentence) withdrawal
the Cayman Islands Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands, certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority. The Master Partnership has submitted an application for regist
r until the Special Withdrawal Date (as ML281817-MAXWELL I-30 CONFIDENTIAL UBSTERRAMAR00002360 EFTA002
the Cayman Islands Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands, certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority. The Master Partnership has submitted an application for regist
o maximize the return from the specific ML281817-MAXWELL 11-44 CONFIDENTIAL UBSTERRAMAR00002460 EFTA00
nds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitt
hat seeks to profit from inefficient pricing of related fixed-income securities. Leverage may be employed to maximize the return from the specific MAXWELL 11-44 CONFIDENTIAL UBSTERRAMAR00001407 EFTA00237053 strategy. The securities to which a Portfolio Manager will apply this strategy typically t
nds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitt
Entities connected to both Ghislaine Maxwell and the Mutual Funds Law

JPMorgan Chase
ORGANIZATION
United States
LOCATION
George W. Bush
PERSON
Department of Justice
ORGANIZATION
Marc Rich
PERSON
New York
LOCATION
Samantha Power
PERSON
the Internal Revenue Service
ORGANIZATION
Wilbur Ross
PERSON
United Kingdom
LOCATION
New Hampshire
LOCATIONthe State of New York
LOCATION
Federal Reserve
ORGANIZATION
UBS AG
ORGANIZATION
Dallas
LOCATION
New York State
LOCATION
U.S. Treasury
ORGANIZATION
White Plains
LOCATION
Wilmington
LOCATIONCayman
LOCATION