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A- /BAA GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB Account W23560001 Page 6 of 32 Consolidated
FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN 11/08/12 38141G-HY-3 JP MORGAN CHASE BANK NA 6.200% 04/16/2
2 mentions1 same-page
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A- /BAA GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB 41.77 71,000.000 2,965,670.00 3,585,969.22
60001 For the Period 2/1/13 to 2/28/13 Price Complementary Structured Strategies JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN 11/08/12 38141G-HY-3 HSBC REN CNH 01/24/14 LNKED TO CNH VS
2 mentions1 same-page
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A- /BAA GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049
FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD GS MXN STEP UP NOTE 11/22/13 LNKD TO MXN VS USD 85%BARRIER- 5% ATM CPN-22.9%MXRTRN 11/08/12 38141G-HY-3 100.61 1,000,000.00 1,006,060.00 1,0
Sponsored
2 mentions1 same-page
Page ?Same page
A- /BAA GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB Account W23560001 Page 6 of 39 Consolidated
FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD 0.04 809,000,000.00 315,354.56 347,756.17 (32,401.61) 18.34% 12.53 7,500,000.00 939,600.00 1,038,750.00 (99,150.00) 237,652.50 209,077.5
2 mentions1 same-page
Page ?Same page
A- /BAA GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049
FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 76.9 AT EXP KI @ 69.65 XJPYCA-SJ-Z CAD JPY PUT CAD CALL FX EUROPEAN STYLE OPTION OCT 08, 2013 @ 80.9 XJPYPB-AZ-Z CAD 0.14 809,000,000.00 1,133,184.39 347,756.17 785,428.22 15.71% 6.08 7,500,000.00 455,700.00 1,038,750.00 (583,050.00) 237,652.50 31,252.5
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Mutual Connections (68)
Entities connected to both Ghislaine Maxwell and XJPYPB-AZ-Z CAD
JPMorgan Chase
ORGANIZATION2,125 w/ Ghislaine·6 w/ XJPYPB-AZ-Z
Newark
LOCATION1,043 w/ Ghislaine·3 w/ XJPYPB-AZ-Z
the Internal Revenue Service
ORGANIZATION364 w/ Ghislaine·3 w/ XJPYPB-AZ-Z
Bank of America
ORGANIZATION237 w/ Ghislaine·3 w/ XJPYPB-AZ-Z
Nassau
LOCATION233 w/ Ghislaine·3 w/ XJPYPB-AZ-Z
Securities Investor Protection Corporation
ORGANIZATION227 w/ Ghislaine·3 w/ XJPYPB-AZ-Z
Justin Trudeau
PERSON168 w/ Ghislaine·6 w/ XJPYPB-AZ-Z
Deutsche Bank
ORGANIZATION131 w/ Ghislaine·6 w/ XJPYPB-AZ-Z
121 w/ Ghislaine·5 w/ XJPYPB-AZ-Z
GENERAL MOTORS CO
ORGANIZATION105 w/ Ghislaine·4 w/ XJPYPB-AZ-Z
FDIC
ORGANIZATION87 w/ Ghislaine·6 w/ XJPYPB-AZ-Z
HCA INC
ORGANIZATION64 w/ Ghislaine·3 w/ XJPYPB-AZ-Z
US Small/Mid Cap Equity
ORGANIZATION63 w/ Ghislaine·3 w/ XJPYPB-AZ-Z
GENERAL MOTORS CO CV
ORGANIZATION47 w/ Ghislaine·2 w/ XJPYPB-AZ-Z
Paul Barrett
PERSON35 w/ Ghislaine·6 w/ XJPYPB-AZ-Z
NRG ENERGY INC
ORGANIZATION35 w/ Ghislaine·5 w/ XJPYPB-AZ-Z
FX Fwd Contract
ORGANIZATION16 w/ Ghislaine·6 w/ XJPYPB-AZ-Z
UNCAPPED
ORGANIZATION20 w/ Ghislaine·2 w/ XJPYPB-AZ-Z
BIOGEN IDEC INC
ORGANIZATION15 w/ Ghislaine·5 w/ XJPYPB-AZ-Z
AMERICAN AXLE & MFG INC
ORGANIZATION15 w/ Ghislaine·4 w/ XJPYPB-AZ-Z