Epstein Secrets

1. For client without a GM business relationship in column H, note that they cannot be progressed as ICG do not deal with non GM client (if any non GM ones are red and you are

oo late to retain at the time of 52k check —1 case was not retained at the time and should not be on this list (APAC coverage— Reema's case) d. On dbKYCs remediation — these clients are currently being remediated so we have asked if any additional action is required (APAC coverage — Reema's cases) e.

liminary discussion with lain Macara from ICG, who has agreed that for cases where WM ask ICG to execute trades, WM's order can be taken even if the GM status is Red, provided the Red/Amber cases in CIB are agreed to be Green centrally via the appointment of a WM ACO. Before we can take this list f

oo late to retain at the time of 52k check —1 case was not retained at the time and should not be on this list (APAC coverage— Reema's case) d. On dbKYCs remediation — these clients are currently being remediated so we have asked if any additional action is required (APAC coverage — Reema's cases) e.

1. For client without a GM business relationship in column H, note that they cannot be progressed as ICG do not deal with non GM client (if any non GM ones are red and you are

oo late to retain at the time of 52k check —1 case was not retained at the time and should not be on this list (APAC coverage— Reema's case) d. On dbKYCs remediation — these clients are currently being remediated so we have asked if any additional action is required (APAC coverage — Reema's cases) e.