Epstein Secrets

2016 30 Sep 2016 Total (FRS assets NCOU 1% Leverage Exposure 1,354 AM 0°o Risk-weighted assets:1' 385 Postbank 11% Postbank 11% AM 10% GM Common Equity Tier 1 capita!'" 42.9 34% PW&CC 15% GM 52% Tier 1 capital 47.4 PW&CC 23% CIB Total capital 1. 59.8 CIB 20% 25% CET1 r

ge exposure by business(3) 1,689 9M 2016 30 Sep 2016 Total (FRS assets NCOU 1% Leverage Exposure 1,354 AM 0°o Risk-weighted assets:1' 385 Postbank 11% Postbank 11% AM 10% GM Common Equity Tier 1 capita!'" 42.9 34% PW&CC 15% GM 52% Tier 1 capital 47.4 PW&CC 23% CIB Total capita

2016 30 Sep 2016 Total (FRS assets NCOU 1% Leverage Exposure 1,354 AM 0°o Risk-weighted assets:1' 385 Postbank 11% Postbank 11% AM 10% GM Common Equity Tier 1 capita!'" 42.9 34% PW&CC 15% GM 52% Tier 1 capital 47.4 PW&CC 23% CIB Total capital 1. 59.8 CIB 20% 25% CET1 r

ge exposure by business(3) 1,689 9M 2016 30 Sep 2016 Total (FRS assets NCOU 1% Leverage Exposure 1,354 AM 0°o Risk-weighted assets:1' 385 Postbank 11% Postbank 11% AM 10% GM Common Equity Tier 1 capita!'" 42.9 34% PW&CC 15% GM 52% Tier 1 capital 47.4 PW&CC 23% CIB Total capita

.5 S HBFT Highbridge - Financial Trust Co. CREDIT-SUISSE FIRST BOSTON 5,575 FUTURE SUBTOTAL(9,P61:P108)=174,615 FUTURE Total 10009531 GPM.N GM 6.25% 7/15/2033 -100000 -2059600 -2059600 5/20/2005 12278519 BUY 5/20/2005 1 (378,492) (378,492) - (378,492) 13235886 4/6/2006 SEL 1

0 9700.33 0 -2074.98 0 7625.35 S HBFT Highbridge - Financial Trust Co. CREDIT-SUISSE FIRST BOSTON 8,536 STOCK 10015096 DPBGN.DE Deutsche Postbank -1304 -58314.03 -73647.7 7/25/2006 13837513 BUY 7/25/2006 0.791797 18,933 14,991 605 19,538 13852251 7/28/2006 SEL 0.786658276 EUR EU

BUY 1 DOLLAR CSFB -2124687.5 -2124687.5 0 28437.5 0 0 0 28437.5 S HBFT Financial Trust Co. CREDIT-SUISSE FIRST BOSTON 10009531 GPM.N GM 6.25% 7/15/2033 -100000 -2059600 12278519 BUY 5/20/2005 (378,492) -378491.8 0 4/6/2006 SEL 1 USD 1681108.2 1681108.2 0 0 -378491.8

9700.33 0 -2074.98 0 7625.35 S HBFT Highbridge - Financial Trust Co. CREDIT-SUISSE FIRST BOSTON 8536.04 STOCK 10015096 DPBGN.DE Deutsche Postbank -1304 -58314.03 -73647.7 7/25/2006 13837513 BUY 7/25/2006 0.791797 18,933 14991.05 604.77 19537.72 13852251 7/28/2006 SEL 0.786658276

4 13636958 3 13636959 4 13636960 52 SECURITY GM.N - General Motors 39,350 12278517 29,500 1227

25/06 BUY -843,500.00 -843,500.00 584,400.10 91,293.80 13,673.05 64,617.33 36,768.84 -58,314.03 732,439.09 SECURITY DPBGN.DE_CNV - Deutsche Postbank conversion sha EFTA01592314 -18,802 07/18/06 BUY -18,802 12291554 -400 12291554 -200 12291554 -200 12291554 -200 12291554 -200 12291554 -