Epstein Secrets

KYC Summary Ticket#: Initiated Date: 1414786507980 02/15/2014 13:24 Client Name: Ghislaine Maxwell Client Type: Individual ECI: 0106585908 Banker: JAMES N BUCKLEY (W307403) LOB: PB Nationality: UNITED STATES KYC Status: Complete KYC Type: KY

le dated 12/01/2000, which stated that Ghislaine Maxwells source of wealth is being classified as something

ic Certified Client Coverage Client Coverage Decision Maker ECI 0106585908 Banker SID W307403 Investor SID E188557 Decision Maker Full Name GHISLAINE MAXWELL Banker Full Name JAMES N BUCKLEY Client Service Team ID 854 Client Service Team Name Cost Center Code CHBG (DE) 4 008634 Investor Ful

923, DOD: 5 November 1991) - Maxwell established the Maxwell Foundation in Liechtenstein in 1970. After brief

r: JAMES N BUCKLEY (W307403) LOB: PB Nationality: UNITED STATES KYC Status: Complete KYC Type: KYC One Year Periodic Review Primary Information Ghislaine Maxwell - ECI: 0106585908, 1000 VENETIAN WAY APT 801, MIAMI BEACH, FL 331391043 Primary Information Is the Client a JPMC employee? No Front Office Restricted?

iculars No additional research necessary. Publications No additional research necessary. Regulatory Sanctions No additional research necessary. OFAC/Control List Search No additional research necessary. EFTA01594192 GSI Red Dot Has this been identified as Red Dot KYC? No Negative or Inconsistent Information Y

USCG Due Diligence Report - Individual DDR Name: Ghislaine Maxwell — DDR Status: Process Completed Banker Information Banker: Paul V Morris/JPMCHASE LE/OU: Banker SID: Banker BAC: Banker FNEN: Banker History:

ID Link Information The DM for this DDR is DM Name -. CAS ID - 0106585908. The following DDR's are associated with this Decision Maker . DDR Name Maxwell, Ghislaine Name/Contact Information Banker Morris, Paul V Security Services Search Date 03/31/2005 102/29338 N256838 8634--CHBG 01 Last Nam

nformation The DM for this DDR is DM Name -. CAS ID - 0106585908. The following DDR's are associated with this Decision Maker . DDR Name Maxwell, Ghislaine Name/Contact Information Banker Morris, Paul V Security Services Search Date 03/31/2005 102/29338 N256838 8634--CHBG 01 Last Name: First N

of the late Robert Maxwell. Related Client A/C Ms. Maxwell was referred to us by Jeffrey Epstein. Transacti

red by Jeffrey Epstein, a longstanding client of the Private Bank and advisor to Leslie Wexner, also a longstanding client. Jes Staley has met with Ghislaine Maxwell. EFTA01594262 03/11/2005 Maxwell is an existing client. Summary Summary Of Findings: Jeffrey Epstein, a longstanding PB client, introduced us

s newspaper articles detailing the criminal fraud charges brought against Kevin and Ian Maxwell (sons of Robert Maxwell). Regulatory Sanctions No OFAC/Control List Search No Not researched. Reference the attached Word document (page 4) to view OFAC EFTA01594261 search results. No matches were found. Has this been

ecurity Services Background Check Date (Required If Check Carried Out) Comments (Required If Check Carried Out) P Morgan Network 02/17/2009 Ghislaine Maxwell is an existing client and a DDR was completed on her in 2003. This real estate account was created in the International DDR database in 2006, and t

his real estate account was created in the International DDR database in 2006, and this US DDR is to update her information on the US database. Ms. Maxwell is known to Jes Staley. r TRwicic r Lexis Nexis r Dun Bradstreet r Bank References r Directories r Bus Social Contacts r Other Summary

heck Carried Out) P Morgan Network 02/17/2009 Ghislaine Maxwell is an existing client and a DDR was compl

is to update her information on the US database. Ms. Maxwell is known to Jes Staley. r TRwicic r Lexis Nex

No No additional research necessary. Publications No Publications revealed nothing derogatory. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. Has this been identified as a Red Dot DDR? r Yes 6. No Expense No.: 99/31167 Total Costs: $0.00 Signed by: Aaron

Security Services Background Check Date (Required If Check Carried Out) Comments (Required If Check Carried Out) P Morgan Network 02/17/2009 Ghislaine Maxwell is an existing client and a DDR was completed on her in 2003. This real estate account was created in the International DOR database in 2006, and t

his real estate account was created in the International DOR database in 2006, and this US DDR Is to update her information on the US database. Ms. Maxwell is known to les Staley. r Tawicic r Lexis Nexis r Dun Bradstreet r Bank References r Directories r Bus Social Contacts r Other Confiden

Check Carried Out) P Morgan Network 02/17/2009 Ghislaine Maxwell is an existing client and a DDR was compl

Is to update her information on the US database. Ms. Maxwell is known to les Staley. r Tawicic r Lexis Nex

No No additional research necessary. Publications No Publications revealed nothing derogatory. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. Has this been identified as a Red Dot DDR? r Yes 4. No Expense No.: 99/31167 Total Costs: $0.00 Signed by: Aaron X

n, Jeffrey Freedom Air International, Inc. HBRK Associates Inc. Hyperion Air, Inc. I-Correct.com LLC Jege, Inc. LYN & JOJO LLC MAX Foundation Maxwell, Ghislaine Plan D, Inc. The 2007 Jeffrey E Epstein Insurance Trust #2 - November 1, 2007 The 2007 Jeffrey E Epstein Insurance Trust #3 dtd Novem

y Freedom Air International, Inc. HBRK Associates Inc. Hyperion Air, Inc. I-Correct.com LLC Jege, Inc. LYN & JOJO LLC MAX Foundation Maxwell, Ghislaine Plan D, Inc. The 2007 Jeffrey E Epstein Insurance Trust #2 - November 1, 2007 The 2007 Jeffrey E Epstein Insurance Trust #3 dtd November 1, 2007

e not met with Ms. Maxwell but know her advisor, Jeffrey Epstein. Jes Staley has met with Ms. Maxwell. Limited Liability Company The account holds Ghislaine Maxwell's NY residence and is used to pay real estate taxes and operating expenses. Princpal Beneficial Owner(s)/Shareholder(s) Identify the principal benef

purpose for forming the LLC? I have not met with Ms. Maxwell but know her advisor, Jeffrey Epstein. Jes Stale

CSSS/FPS) State Court Searches No No No No No Federal Court Searches No Personal Particulars Publications Regulatory Sanctions No No No OFAC/Control List Search No No additional research necessary. No additional research necessary. No additional research necessary. Information confirmed; details included

ty Services Background Check Date (Required If Check Carried Out) Comments (Required If Check Carried Out) 17 Morgan Network 05/13/2009 Ms. Maxwell is an existing client with a DDR on file. She was referred by Jeffrey Epstein, an existing client with a complete DDR on file. Ghislaine Maxwell is

13/2009 Ms. Maxwell is an existing client with a DDR on file. She was referred by Jeffrey Epstein, an existing client with a complete DDR on file. Ghislaine Maxwell is a close friend of Jeffrey Epstein and he referred her to us. She had also met with Jes Staley around this same time in 2003. She is a high profi

an existing client with a complete DDR on file. Ghislaine Maxwell is a close friend of Jeffrey Epstein and

eck Carried Out) 17 Morgan Network 05/13/2009 Ms. Maxwell is an existing client with a DDR on file. She was

No No additional research necessary. Publications No Publications revealed nothing derogatory. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. a Has this been identified as a Red Dot DDR? : r Yes No Expense No.: 99/31167 Total Costs: $0.00 Signed by: Camil

The following information was previously reported to r• Yes r No As stated previously, the information Mary Reith on 03/17/2003 under the account Ghislaine listed pertains to that of her father Maxwell (DDR # 1185/03): and brothers and there is no indication that she was involved in Several newspape

to r• Yes r No As stated previously, the information Mary Reith on 03/17/2003 under the account Ghislaine listed pertains to that of her father Maxwell (DDR # 1185/03): and brothers and there is no indication that she was involved in Several newspaper articles detailing the investigation conducte

it did not receive collateral for a $100 million loan to a small private Maxwell company. Newspaper article dated 12/01/2000, which stated that "Ghislaine Maxwell's source of wealth is being classified as something of a mystery." Newspaper article dated 08/09/1996 detailing the arrest of Ghislaine Maxwell on D

research necessary. Publications No Information confirmed; details included in the attachment. Regulatory Sanctions No No records were found. OFAC/Control List Search No No records were found. Has this been identified as a Red Dot DDR? : Red Dot (derogatory information) Identified: t; Yes r No Red Dot informa

le dated 12/01/2000. which stated that Ghislaine Maxwells source of wealth is being classified as something

ase Searches No additional research necessary. No Internal Database Search (SPEADD/FPS) Internal database search revealed prior GDDO research for Ghislaine Yes Maxwell and the following derogatory information was reported: Newspaper article dated 12/01/2000. which stated that Ghislaine Maxwells sourc

d to any issue identified in the GS&I grid that either needs further review or red dot which is not already covered in Business Case within the KYC Ghislaine Maxwell was asked to leave the bank by our Risk Committee. Her assets have all left the bank and her accounts have all since closed. She is no longer a clie

additional research necessary. No Publications No additional research necessary. No Regulatory Sanctions No additional research necessary. No OFAC/Control List Search No additional research necessary. GSI Red Dot Has this been identified as Red Dot KYC? No No Negative or Inconsistent Information Yes Please

agency is also looking into a complaint from Swiss Bank Corp.. which says a did not receive collateral for a $100 million loan to a small private Maxwell company. Newspaper article dated 12.01)2000, which slated that 'Ghislaine Maxwell's source of wealth is being classified as something of o myster

s a did not receive collateral for a $100 million loan to a small private Maxwell company. Newspaper article dated 12.01)2000, which slated that 'Ghislaine Maxwell's source of wealth is being classified as something of o mystery.' Newspaper article dated 08,0911996 detailing the arrest of Ghislaine Maxwell on

per article dated 12.01)2000, which slated that 'Ghislaine Maxwell's source of wealth is being classified a

articulars No records were found. No Publications Publications revealed nothing derogatory. No Regulatory Sanctions No records were found. No OFAC/Control List Search A search of OFAC revealed no matches. No Negative or Inconsistent Information Yes GCS Red Dot Has this been identified as Red Dot KYC7 N !ativ

yearly income) Locations served? Authorized Individuals Please list all individuals who have authority over this entity First Name: Last Name: Ghislaine Maxwell Did you conduct an onsite visit? Please indicate when a visit is planned -Title SSN 133784883 DOB 12/25/1961 Form of Govt Issued I

ome) Locations served? Authorized Individuals Please list all individuals who have authority over this entity First Name: Last Name: Ghislaine Maxwell Did you conduct an onsite visit? Please indicate when a visit is planned -Title SSN 133784883 DOB 12/25/1961 Form of Govt Issued ID Obtaine

it did not receive collateral for a $100 million loan to a small private Maxwell company. Newspaper article dated 12/01/2000, which stated that "Ghislaine Maxwell's source of wealth is being classified as something of a mystery." Newspaper article dated 08/09/1996 detailing the arrest of Ghislaine Maxwell on D

ntified for this account. State Court Searches No Federal Court Searches No Personal Particulars Publications Regulatory Sanctions No No No OFAC/Control List Search No Information confirmed; details included in the attachment. No records were found. No records were found. No additional research necessary. In