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TO FED. R. CRIM. P. 6(e) SOUTHER Account Num ber. Go paperless Rated tsallera Lyon, Vs.Since 2007 DALBAR RATED COMMUNCATIONS rxarturnaer SDNY GM 00045549 DB-SDNY-0008373 EFTA_00136138 EFTA01288521 Deutsche Asset & Wealth Management Pa &a 1778, Balamore, MO21203 Income and Expense Summa
erless Page 10 of 21 SO I. TH ERN CO N LLC. F I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Raba tacellenti (very V.a. Siam 2007 DALBAR RATED COMMUNICATIONS IXCILLINC, SDNY_GM_000155.57 DB-SDNY-OOO8381 EFTA_00156166 EFTA01288529 Deutsche Asset & Wealth Management PO Dox 1778, Sallimore. MD 21203
N A GADR (SPONS) Dividend Oplion: Cash 04/13/15 09/21/17 Total Covered Total Total Common Stocks Preferred Stocks (Listed by expiration date) GM AC CAP TR I GTD TRPfD SECS SER 2 CM- 8.125% FREO ORTLY MATY42/5/2040 CALL ANYTIll EQ250,130 DAYS BEGNS02/15/0 Dividend Oplion: Cash 02122112 '3 T
estment advice. Page 16 of 3' 801002.6C630_0Z5 NFIDFFITAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Rated Ein4lent Every Year Sine 2007 DALBAR RATED COMMUNICATIONS VIM I. MCC Clown& through Persbn LLC • Say ~ad subudiary of me Bank ol Mew Y.:4 Melba Corporation18NY Mellon) tic. mntft ‘11•RA.gWrillteM 000462
n Stocks (continued) ALLIANZ SE SPONS ADR REPSTG 1110 SHS (continued) 04113115 5.000.000 18.0110 90.056 00 17 7660 88.830.00 APOLLO GLOBAL M GM T LLC CL A SHS Dividend Option: Cash Security Identifier: APO CUSIP. 037612306 03129111 '.13 263.157,000 19 0000 4.999.983 00 15.1800 3.994.
OLE Cio paperless L THERA CO ILL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) NFIDrariAL Page 3 of 20 Rata. tmolloni Every Vat Slate 2007 DALBAR RATED COMMUNICATIONS rxenurraer -ar.t.t" SDNY_GM_00045858 Ce-SDNY-0008682 EFIA_00 156467 EFTA01288830 Portfolio Holdings (continued) Date Acquired Fixed Income
RS ALLY PAL INC FIX TO FLT DIV-830% 67,256.25 LSD FREO.OTRLY CALLABLE 0 25.00 ON A QTRLY BASIS AFTER 0511512016 RD 02101 PO 02/17/15 80000 SF RS GM AC CAP TR I G TO TR PFD SECS SER 2 CPN• 40.61514 LSD 8.125% FRED ORTLY MATY•02/15/2040 CALL ANYTIME 0 25 W130 DAYS BEGINS 02/15/16 RD 02/13 PO 02
visit: vnwtpershing.coinfstrength_stability.html. Paget? of 18 Account Number: Go paperless e t ) Rated twallella 9O1.1. bray 'Ian LSO, 2'007 DALBAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6:06THERk F I DENTIA exararmer ..... SDNY_GM_00046023 OB-SDNY-0006847 EFrA_00156632 EFTA01288995
COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) E mo sTO N F I DriTriA rxenurraer sciraisaa 'ron von los- c.w.o... mar Ns* SDNY GM 00047970 DB-SDNY-00 10794 EFTA_00158579 EFTA01290607 OraIwo Ram Pon. Wealth Alvmp-nent Pdaent$ COM•404,0‘P Des41.04 la* Settonts lireven Olik
sche Bank Securities Inc. is a member of FINRA, NYSE and SIPC. Page 7 of 13 Account Number e tsrimene Go paperless Lwiny Year Since 2007 THE DALBAR RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R P. 6(e) MAZE Trio N F I DriTriA rxestimer (—v.., —4- nomo-fla SDNY_GM_00047973 OB-SDNY-0010797 EFrA_00 I 58
UANT TO FED. R. CRIM. P. 6(e) page I en0 paperless 'UNFIDASTriA Rasa tacolloni (very Vs, Since 2007 DAUM. RATED COMMUNCATOONS rxciurnser SONY GM 00048103 DB-SDNY-00 10927 EFTA 00155712 EFTA01290740 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Fun
paperless Tr- E FAZE TO RLST N F I Ora/1AL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 2 of 10 !Mud Ramollenti Even. V... Lowe 2007 DALBAR RATED COMMUNICATIONS rxenurner SDNY_Gfut_00048088 DB-SDNY-00 10912 EFTA_00158697 EFTA01290725 Deutsche Asset & Wealth Management Oat 1770, Balamore, MD 21203 Po
D. R. CRIM. P. 6(e) ONFIDraTIAL Page 2 of 10 Rated tocellona (very Vs, Sante 2007 DAUM. RATED COMMUNICATIONS rxesur NCI = (—vim, .vvve SDNY GM 00048228 DB-SDNY-00 11052 EFTA_00 158837 EFTA01290865 Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings O1,41.Ot ,'•,..leMM
43 Go paperless TFE CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) FAZE rRGSrONFI DranAL Page of 10 Rated tacellera L very Year Since 2'007 DALBAR RATED COMMUNICATIONS rxentrwer SDNCGM_00048221 DB-SDNY-0011045 EFTA_00 158830 EFTA01290858 Activity Summary ,air' amounts shown are in base currency) Credits This
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City, New Jersey 07399; (201) 413-3330. Page 8 of 8 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFID Rated (Kent.% (rev Year S.ritt 2001 DALBAR RATED COMMUNICATIONS ClatIANCI Cleating through Pantiles1.Mo abaft owned Snider" of Ow 6.31* a New Yak Mellon Corporation (IN't Melee) Ptrshinellf.rnenix. FINRA.A4V5
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L — PURSUANT TO FED. R CRIM. P. 6(e) CONFI D('DEPAt fisA L soloimicsr3m3 P ease RI ioza! o- Page 1011 Rated Excellenti L....my year Sine. 2007 DALBAR RATED COMMUNICATIONS rxenurrder oatarre=rro..7.Z.rt," SDNY_GM_00047398 OB-SDNY-0010222 EFTA_00158007 EFTA01290128 Asset Allocation Disclosure and Footnotes Fixed
Entities connected to both Ghislaine Maxwell and DALBAR RATED COMMUNICATIONS

Jeffrey Epstein
PERSON
JPMorgan Chase
ORGANIZATION
George W. Bush
PERSON
Alan Dershowitz
PERSONDarren Indyke
PERSON
Joi Ito
PERSON
New York City
LOCATION
Samantha Power
PERSON
Sarah Kellen
PERSON
Condoleezza Rice
PERSON
Mao Zedong
PERSONSecurities Investor Protection Corporation
ORGANIZATIONthe State of New York
LOCATIONAnnie Farmer
PERSON
Larry Page
PERSON
Deutsche Bank
ORGANIZATION
Pease
PERSON
Baltimore
LOCATION
Barclays
ORGANIZATION