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15.66 $1,981,915.66 $1,981,915.66 Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00020481 Member SIPC CF26005403nS49f5F2600M 44229 00)020214 030575034 YI23568550C0C000 Page 7 of 48 CONFIDENTIAL EF1'A_00131101 EFTA01273308
30575004 YI235685500CCODO Page 9 of 48 CONFIDENTIAL EFTA 00131103 EFTA01273310 SUBS Resource Management Account February 2014 Account name: GHISLAINE MAXWELL Friendly account name: Account number: Your 'gonadal Advisor, SCOTT STACK MAN LYLE CASRIEL Your assets Equities . common stock (continue
or, SCOTT STACK MANLYLE CASRIEL CONFIDENTIAL EFTA_00131116 EFTA01273323 *UBS Resource Management Account Mardi 2014 Account name: GHIStAINE MAXWELL Friendly account name: Account number Your Fl sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . common stock (continued) Trade
030;01iffiM00026.112 12 of 98 CONFIDENTIAL EFTA 00131132 EFTA01273339 SUBS Resource Management Account April 2014 Your assets Account name: GHISLA1NE MAXWELL Friendly account name:Ind Account number SOnle prK eS, *neer,* and current values Shonn may be approximate. As a result, gains and IOM'S may not
iendly account name: Account number: Ill SS Your Financial Advisor: SCOTT STACKLIANILYLE CASRIEL Phone Resource Management Account March 2014 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Questions about your statement? Call your Finan3,3 Advisor or the RMA ReSOUrCelane at 809RMA- 1000, ac
.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets Value of your account $2,042,844.98 $2.042,844.98 100.00% Account name: GHISLAINE MA cNELL Friendly account name: Account number: Your current asset allocation A Eye on the markets Index Year K Bendel Advisor. SCOTT STACK MANL
d) Trade licidng date Mite. of shares PIM.* price Average price per shape (I) Nice per stuee Cost basis CO at fun 30(A Vdue on Jun30($) Unreenzed tioldng gain or loss (t) period Oct 8, 12 8.000 188783 1,510.27 319.600 2,556.80 1,04653 LT Oct 9,12 15.000 189.186 2,837.79 319.600
030575004 V12356855000Ww_Gm_0002eplee 6 of 16 CONFIDENTIAL EFTA_00 1 3 1390 EFTA01273597 UBS Strategic Advisor *UBS July 2015 Account name: GIIISLAINE MAXWELL Friendly account nanse:Ind r Account number. Your PI nandal Advisor: SCOTT STACKMANLYLE CASRIEL Your assets Equities . Common stock (continued)
98.02 -84,398 02 Total subtractions -$84,398.02 486,520.01 Net cash flow $25,854.75 $26,618.94 Closing balances $33,136.51 $33,136.51 SDNY GM 00020685 CtIP7COCS305C0031 7 NP70037050.88 COCCO 021S 03057%04 Y123568SSOOOCOCO Page 3 of 16 CONFIDENTIAL EFTA_0013 1305 EFTA01273512 UBS UBS
83550 0ZIEMYGM00020tne 4 of 6 CONFIDENTIAL EFTA_00 1 3 1306 EFTA01273513 UBS Strategic Advisor *UBS February 2015 Your assets Account name: GHISLA1NE MAXWELL Friendly account name: Account number. Some pnCes, income and current vanes ShPan May be apt:Oani:fie. ASS itnt. gam dnd lOsses may not be accura
30575004 v123568550C004My_Gm_00020%te 6 of 16 CONFIDENTIAL EFTA_00131308 EFTA01273515 UBS Strategic Advisor sUBS February 2015 Account name: GHISLAINE MAXWELL Friendly account name: Account number. Your alnand/I Advisor: SCOTT STACKMAN1LYLE CASRIEL Your assets Equities . Common stock (continued
106.009.61 597.876.80 59.032.81 Net long-term capital gains or losses 59.032.81 Net capital gains/losses: 59.032.81 Account name: G1-115LAINE MAXWELL Friendly account name: ir r Account number. Your Financial Advisor: SCOTT STACK MA:ILYLE CASRIEL SDNY GM 00020697 CNP700C0305810329 NP700O20508
r race 144(dm) date lumber of share: Purchase pricer average ante per snare (5) Con bans (S) Preepeshme co Jun 30(S) Vdue on Jun 30(S) Unreenzed HricIng gin or loss (5) period X1UNX INC Symbol: XLNX Exchange:OTC EAI: 42,230 Curent yield: 2.81% Sep 7, 12 25.000 34 770 869 27 44.160
00 Page 13 of 14 CONFIDENTIAL EFIA_00131433 EFTA01273640 *UBS UBS Strategic Advisor September 2015 Realized gains and losses Account name: OHISLAINE MAXWELL Friendly account name:Wed Account number: Tre estimated realized gam and losses shaven below ale not fa tar purposes. Please rate that gan or loss
k 1W 10171.0002 UBS Strategic Advisor August 2015 04P7005764693081 0 GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065-71W Account name: GHISLAINE MAXWELL Friendly account name: loth Account number:. SS Your Financial Advisor: SCOTT STACKIAAWLYLE CASRIEL Phone Questions about your statement? Cal
income 328,243.30 Change in market value -S117,16867 Value of your acc•xmt Dec 2014 gat 2015 Aug 2015 on Aug 31. 2015 $1,576.3116.61 SDNY GM 00020783 Member SIPC CuM0o09303764693 NP7003193698 00002 0815 030575004 7123568$50 000300 Page 1 of 16 CONFIDENTIAL EFTA_00131403 EFTA01273610
days in interest period 30 Average daily balance $19,914.11 Interest earned 80 .36 Annual percentage yield earned 002% Account name: HI A - MAXWELL Friendly account name: Account number: Your investment objectives: You have identified the following investment objectives for this account If yo
OBI S 030575004 Y123568SSO 000000 Page S of 16 CONFIDENTIAL EFTA_00B1407 EFTA01273614 *UBS UBS Strategic Advisor August 2015 Account name: GHISLAINE lvtAXWEU. Friendly account name: Account number. Your Knandal Advisor: SCOTT STACK MAMLYLE CASRIEL YOLK assets Equities . Common stock (conbnved
e taunter Hddng date of shares Purchase pace Average price per skate (S) Cog basis (S) Price per share cn Aug 31 (5) Value on Aug 3) (i) Unreenzed gain or loss (t) NoIcing period Apr 25, 12 2.000 63.745 127.49 99.550 199.10 71.61 LT Apr 26, 12 5.000 63.928 31964 99.550 497.75 1
*UBS UBS Strategic Advisor May 2015 Account name: GHISLAINE MAXWELL Your Nnandal Advisor: SCOTT STACKMANLYLE CAMEL 212-821-7030/800-308-3140 Your assets Fixed income . Municipal securities (continued) Tie
*UBS UBS Strategic Advisor May 2015 Account name: GHISLAINE MAXWELL Your Nnandal Advisor: SCOTT STACKMANLYLE CAMEL 212-821-7030/800-308-3140 Your assets Fixed income . Municipal securities (continued) Tiede 7dai
148.24 LT Total Total accrued interest $2,777.76 Total estimated annual income: $10,000 $200,000.000 $205287.85 $210,465.60 $5,177.75 SDNY GM 00022384 CHP7000030367; 645 NP1000191S39 00006 0S1S 0305/5004 Y123574550000= Page 9 of 12 CONFIDENTIAL EFTA_00133004 EFTA01275141 ;It UBS UM
AL EFTA_00133029 EFTA01275166 SUBS UBS Strategic Advisor July 2015 Your assets h Equities (continued) Other equity investments Amount name: GHISLA1NE MAXWELL Your Financial Advisor: SCOTT STACK MAN LY LE CASRiEL 212-821-7000'800-308-3140 Cosi basis and gans and losses have not been Ousted atlantic Sly
Total taxable interest $0.11 Total dividend and interest income $541.59 Date Actlity Demotion Amount (S) Sep I Transfer JOURNAL TO Y1 23575 GHISLANE MAXWELL Total other funds debited -17.90 .917.90 SONY GM 00022444 OW70309305526569 NV7003303380 00035 0915 030579004 Y123574550100300 ►egs 11 of 12 CO
.54 LT connived next page tone date Total face value (t) Purchase pnce(S) Aclusted cat basis (S) Price On NOr 30(S) Value on Nov 30(1) Unreenzed Hddng gen or loss f b Period CaP703(1030S643938 NPMCOIS0349 0003611 IS 030575004 Y123514550 Ol clOreGht0002249qt 8 of 14 CONFIDENTIAL EFTA_0013
100 00% F C orrmodit ies 0.00 000% G Other 0.00 000% Total assets Value of your account $702,106.00 $702,106.00 100.00% Account name: OHISLAINE MAXWELL Friendly account n • Account number Your current asset allocation E Eye on the markets Your R sandal Advisor: SCOTT STACK MANLYLE CASR1EL In
inancial Services kw- Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 CHP70056543150717 VI 0 Account name: GhliStANE MAXWELL Friendly account • v lennium Account number. Your Nnandal Advisor. Sic-01— STACK c "-ASP Fl Resource Management Account July 2017 GNISLAIN
MAXWELL Friendly account • v lennium Account number. Your Nnandal Advisor. Sic-01— STACK c "-ASP Fl Resource Management Account July 2017 GNISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Questions about your statement? Value of your account Call your Financial Advisor or the RMA ReSourCeLine at
t 7054 70?1 Change m 2S) Dec 2015 Dec 2016 iun ?Crl 7 2017 market Mire Value of your account on MI 31. 2017 $18.367.00 $702.106.00 SDNY GM 00027586 Member SIPC CHP700023056543I 5 HP70:0187303 00005 0717 030575004 v1287765500000:0 Page 1 of 6 CONFIDENTIAL EFTA_00 138206 EFTA01278815
_ 0002TiAge 2 of 6 CONFIDENTIAL EFTA_00138207 EFTA01278816 UB Resource Management Account S Change in the value of your account Account name: GHISLAINE MAXWELL Friendly account name* Account number. July 2017 (Si Year to date (1) Opening account value 3705,443.00 3683,739.00 Change in market
rn CS) period 65O,OCO OO 1.OOO 708,775.00 56,775.00 Your total assets value on Aug 31 (5) Percentages Cost your account oasts CP enraged Unreenzed annual meant (f) gain or loss fag Noe•tradiitlonal Hedge leads 708,775.00 100.00% 650,000.00 58.775.00 Total 6708,773.00 100.00% 6650,000
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