Document Mentions (4 shared documents)

EFTA01401917

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ng especially what Xavi wrote on Monday, " Josh/Will did some work on Pershing already we need to review, and Davide/Nina consolidating tracker/OTC/GM in one file only, plus we need to review and attach our list of DB Research access..." 1) As for trackers, there is a) "KCP CM Tracker", owned by

l Markets Catch Up [I] Oh no, I will be flying at 4 pm et tomorrow. Any chance to do this earlier Tuesday, or Wednesday? Best regards, —Josh From: Xavier Avila ‹ > Date: Monday, Jul 09, 2018, 13:04 To: Martin Zeman Liam Osullivan McElroy , Joshua Shoshan , Davide-A Sferrazza , Nina Tona , Will Cc: Ala

EFTA01402022

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an Jules >, Xavier Avila Brian P Conve As part of a Brexit KYC review, we noticed the below clients may have previously contemplated trading with GM (derivatives), but do not have any KYC in place. My question is whether these account be closed process as part of our clean up exercise. Please le

Subject: Fwd: Closed account [I] From: Xavier Avila ‹ > Date: Tue, 26 Feb 2019 10:11:37 -0500 To: Martin Zeman Billy Obregon Xavier Avila Deutsche Bank Securities Inc Mobile: Email: Begin forwarde

EFTA01402000_email_012

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GM ACO, can you pls let us know what the issue is?

ple of a KCP Americas account that is ACOed by us, in this case myself. Thanks Xavi From: Nina Tona Sent: Thursday, March 01, 2018 11:00 AM To: Xavier Avila ‹ > Subject: SF <image003.png> Kind regards, <image004.gif> Nina Tona Associate Business Control Manager, Key Client Partners — Americas Deutsc