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ed into your UBSFS account that currently holds the position in the AlphaKeys Fund Investor Signatures: UBS account number X Investor signature Ghislaine Maxwell Print Name/Title Additional Investor signature Date Print Name/Title of Additional Investor Questions Please contact your Financial Advisor wit
account number X Investor signature Ghislaine Maxwell Print Name/Title Additional Investor signature
ures: UBS account number X Investor signature Ghislaine Maxwell Print Name/Title Additional Investor si
s Fund"), which is an investment that you currently hold with UBS. What you need to know • The AlphaKeys Fund is a UBS feeder fund that invests in Millennium USA LP (the "Millennium Fund"), a hedge fund managed by Millennium Management LLC ("Millennium"). • As of December 31, 2018, Millennium will distribute a
ed into your UBSFS account that currently holds the position in the AlphaKeys Fund Investor Signatures: UBS account number X Investor signature Ghislaine Maxwell Print Name/Title Additional Investor signature Date Print Name/Title of Additional Investor Questions Please contact your Financial Advisor wit
account number X Investor signature Ghislaine Maxwell Print Name/Title Additional Investor signature
ures: UBS account number X Investor signature Ghislaine Maxwell Print Name/Title Additional Investor si
s Fund"), which is an investment that you currently hold with UBS. What you need to know • The AlphaKeys Fund is a UBS feeder fund that invests in Millennium USA LP (the "Millennium Fund"), a hedge fund managed by Millennium Management LLC ("Millennium"). • As of December 31, 2018, Millennium will distribute a
e costly and occupy significant staff time and resources. Any such inquiry, investigation or enforcement proceeding could include civil or criminal SAXWELL II-35 CONFIDENTIAL UBSTERRAMAR00001398 EFTA00237044 proceedings resulting in a censure, fine, penalty and/or other sanction, including asset f
th following the date on which notice of the Trigger Event is given (the "Transition Period"), and thereafter until the Special Withdrawal Date (as MAXWELL I-30 CONFIDENTIAL UBSTERRAMAR00001307 EFTA00236953 defined below), withdrawals may not be made, and (subject to the next sentence) withdrawal
e entities through which the Portfolio Managers and related personnel invest in their strategies, the "Fund"). Currently, the Feeder Funds are: • Millennium USA LP ("Millennium USA"), a Delaware limited partnership formed in November 1997, which accepts investments from taxable U.S. investors that qualify as "
ennium Management does not assume any responsibility or liabikty for the information presented about UBS or the AlphaKeys Millennium Funds. --- 1837-MAXWELL (SUBS Private and confidential 2 CONFIDENTIAL UBSTERFtAMAR00001170 EFTA00236816 AlphaKeys Millennium Funds its capital in Millennium Partne
td. Cayman Islands exempted company with limited liability formed May 2011 Millennium Strategic Capital LP (Class B Interests) formed July 2011 Millennium USA LP (Class NN-Ill Interests) formed January 1998 Millennium USA LP (Class Interests) formed January 1998 Millennium International Ltd. (Class FF-
r until the Special Withdrawal Date (as ML281817-MAXWELL I-30 CONFIDENTIAL UBSTERRAMAR00002360 EFTA002
e entities through which the Portfolio Managers and related personnel invest in their strategies, the "Fund"). Currently, the Feeder Funds are: • Millennium USA LP ("Millennium USA"), a Delaware limited partnership formed in November 1997, which accepts investments from taxable U.S. investors that qualify as "
o maximize the return from the specific ML281817-MAXWELL 11-44 CONFIDENTIAL UBSTERRAMAR00002460 EFTA00
02485 EFTA00238041 admitted to the Fund pursuant to Section 4.1 hereof, in such person's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Bas
hat seeks to profit from inefficient pricing of related fixed-income securities. Leverage may be employed to maximize the return from the specific MAXWELL 11-44 CONFIDENTIAL UBSTERRAMAR00001407 EFTA00237053 strategy. The securities to which a Portfolio Manager will apply this strategy typically t
01432 EFTA00237078 admitted to the Fund pursuant to Section 4.1 hereof, in such person's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Bas
Entities connected to both Ghislaine Maxwell and Millennium USA LP

JPMorgan Chase
ORGANIZATION
United States
LOCATION
George W. Bush
PERSON
Department of Justice
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Marc Rich
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Julie K. Brown
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New York
LOCATIONUBS Financial Services Inc.
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Samantha Power
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John F. Kennedy
PERSON
the Internal Revenue Service
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Wilbur Ross
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United Kingdom
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New Hampshire
LOCATIONthe State of New York
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Federal Reserve
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UBS AG
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Dallas
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New York State
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U.S. Treasury
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