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.t1 51 Name (as shown o your income tax rotten) Ghislaine Maxwell Business name/disregarded entity name, if differ
me (as shown o your income tax rotten) Ghislaine Maxwell Business name/disregarded entity name, if differ
.t1 51 Name (as shown o your income tax rotten) Ghislaine Maxwell Business name/disregarded entity name, i
ndation Investors: The Investor represents and warrants that it IS an individual. IRA or a foundation and that it is not required to be a member of the National Futures Association ("NIA") or to be registered with the Commodity Futures trading Commission ("CFTC) in any capacity fPfease continue On f0 Seaton / investor Acknowied
ed as natural persons for this purpose. ML281817-MAXWELL Private and Confidential 8 CONFIDENTIAL UBSTE
ndation Investors: The Investor represents and warrants that it is an individual. IRA or a foundation and that it is not required to be a member of the National Futures Association ("NM, a to be registered with the Commodity Futures Trading Commission ("CFTC-) in any capacity. (Please continue on to Section J. Investor Acknowle
, unless otherwise determined by UBSFA. ER305378-MAXWELL Private and Confidential 2 CONFIDENTIAL UBSTE
the amnions hereof shall be severable. (V The Undersigned has reviewed the registration requirements of the Commodity Exchange Act. the CFTC and the National Futures Association applicable to commodity pool operators and commodity trading advisors and has determined that the Undersigned is in compliance with such requireme
ANY OFFERING MEMORANDUM FOR THIS POOL. ML281817-MAXWELL CONFIDENTIAL UBSTERRAMAR00002260 EFTA00237816
L CONFIDENTIAL UBSTERRAMAR00002263 EFTA00237819 The Administrator is registered as a "commodity pool operator" with the CFTC and is a member of the National Futures Association ("NFA") in such capacity under the U.S. Commodity Exchange Act, as amended. With respect to the AlphaKeys Fund, the Administrator has claimed an e
tes; therefore, the Administrator's and its affiliates' or subsidiaries' losses in the AlphaKeys Fund will be limited to losses attributable to the MAXWELL CONFIDENTIAL UBSTERRAMAR00001208 EFTA00236854 Interests in the AlphaKeys Fund held by the Administrator and its affiliates or subsidiaries in t
L CONFIDENTIAL UBSTERRAMAR00001210 EFTA00236856 The Administrator is registered as a "commodity pool operator" with the CFTC and is a member of the National Futures Association ("NFA") in such capacity under the U.S. Commodity Exchange Act, as amended. With respect to the AlphaKeys Fund, the Administrator has claimed an e
Entities connected to both Ghislaine Maxwell and the National Futures Association

United States
LOCATION
New York
LOCATIONUBS Financial Services Inc.
ORGANIZATION
the Internal Revenue Service
ORGANIZATION
Philadelphia
LOCATION
Federal Reserve
ORGANIZATION
UBS AG
ORGANIZATION
U.S. Treasury
ORGANIZATION
FDIC
ORGANIZATIONthe District of Columbia
LOCATIONCayman
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
Cayman Islands
LOCATION
Millennium
ORGANIZATION
Paul Volcker
PERSONthe U.S. Investment Company Act
ORGANIZATIONKeogh
ORGANIZATIONthe New York Stock Exchange
ORGANIZATIONErnst & Young LLP
ORGANIZATIONthe U.S. Department of Labor
ORGANIZATION