Epstein Secrets

mber 20, 2013 and is subject to change. ML281837-MAXWELL Page I of 4 CONFIDENTIAL UBSTERRAMAR00001132

. 9, 2009 Brought By: CFTC Allegations: UBS Fund Advisor LLC violated Sections 6(c) and 6(d) of Commodities Exchange Act and did not file with the National Futures Association the commodity pools' annual reports in a timely manner or deliver to pool participants. Disposition: Cease & Desist from violating Regulation 4.7(bX

hts, including with respect to voting; ER305378-MAXWELL B-52 CONFIDENTIAL UBSTERRAMAR00002074 EFTA002

. 9, 2009 Brought By: CFTC Allegations: UBS Fund Advisor LLC violated Sections 6(c) and 6(d) of Commodities Exchange Act and did not file with the National Futures Association the commodity pools' annual reports in a timely manner or deliver to pool participants. Disposition: Cease & Desist from violating Regulation 4.7(b)

d Thursday, citing a "war chest of damning evidence" and calling him "an extreme flight risk." Memorandum attached I Read full article » Feds Say Maxwell Can't Use Criminal Discovery In Civil Suits Federal prosecutors urged a New York federal judge on Friday to deny a request by Ghislaine Maxwell to

e » Feds Say Maxwell Can't Use Criminal Discovery In Civil Suits Federal prosecutors urged a New York federal judge on Friday to deny a request by Ghislaine Maxwell to let her file certain criminal discovery materials under seal in unspecified civil suits against her, arguing that Maxwell is attempting to "blur

ork federal judge on Friday to deny a request by Ghislaine Maxwell to let her file certain criminal discover

d Alger & Co. Inc. Google Inc. Humana Inc. Janus Henderson Group PLC Liberty Mutual Insurance Group Mazars LLP Michelin Group Microsoft Corp. National Futures Association Osiris Therapeutics Inc. Skype Technologies SA Spotify Technology SA The Bank of Nova Scotia The Boeing Co. The Clorox Co. The Lawyers' Commit