Epstein Secrets

and his financial management firms. PCR/RDC Alerts — • RDC alerted to negative information on a control person and UBO of Southern Financial LLC, Jeffrey Edward Epstein. Epstein is a registered sex offender. Since 2005, there have been multiple allegations against Epstein regarding sexual assault of minors. In 2008,

ence and education philanthropist. He began his financial career in 1976 as an options trader at Bear Stearns and became a partner in 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein

pstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more

le shareholder of Southern Trust Company, Inc. is Jeffrey Edward Epstein. Ownership/UBOs — • Jeffrey Edw

with the client's UBO and control person, Jeffrey Edward Epstein, may pose reputational risk to DB. Therefore, I recommend escalating this case to the Americas Reputational Risk Committee for review and decision. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067975 CONFIDENTIAL SDNY_GM_00214159 EFTA01373669

and his financial management firms. PCR/RDC Alerts — • RDC alerted to negative information on a control person and UBO of Southern Financial LLC, Jeffrey Edward Epstein. Epstein is a registered sex offender. Since 2005, there have been multiple allegations against Epstein regarding sexual assault of minors. In 2008,

ence and education philanthropist. He began his financial career in 1976 as an options trader at Bear Stearns and became a partner in 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein

pstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more

• Jeffrey Edward Epstein is the sole UBO and a control pers

with the client's UBO and control person, Jeffrey Edward Epstein, may pose reputational risk to DB. Therefore, I recommend escalating this case to the Americas Reputational Risk Committee for review and decision. Thanks and regards, Dmitri CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068336 CONFIDENTIAL SDNY_GM_00214

rom an AML perspective as the entity is a Private Investment Vehicle, which is High Risk. In addition, negative information was identified regarding Jeffrey Epstein, the sole UBO of Southern Financial LLC. The EDD was performed by Dmitri Saks. The EDD consisted of the use of various electronic databases [e.g. Le

r attention outside of identifying the negative information regarding Jeffrey Epstein as described in the EDD below. The Epstein Relationship: Mr. Epstein currently has numerous existing account relationships with DB for himself as well as entities where he is a controlling party. However, based on the

on, negative information was identified regarding Jeffrey Epstein, the sole UBO of Southern Financial LLC.

bed in the EDD below. The Epstein Relationship: Mr. Epstein currently has numerous existing account relations

ow, AML Compliance and Compliance Advisory have recommended that the entire DB relationship with Mr. Epstein in both AWM and CB & S be presented to the Americas Reputational Risk Committee (and possibly a Global Reputational Risk Committee, if necessary) for additional review. However, AML Compliance has determined that until the DB r

and his financial management firms. PCR/RDC Alerts — • RDC alerted to negative information on a control person and UBO of Southern Financial LLC, Jeffrey Edward Epstein. Epstein is a registered sex offender. Since 2005, there have been multiple allegations against Epstein regarding sexual assault of minors. In 2008,

ment firms. PCR/RDC Alerts — • RDC alerted to negative information on a control person and UBO of Southern Financial LLC, Jeffrey Edward Epstein. Epstein is a registered sex offender. Since 2005, there have been multiple allegations against Epstein regarding sexual assault of minors. In 2008, he was c

control person and UBO of Southern Financial LLC, Jeffrey Edward Epstein. Epstein is a registered sex offe

with the client's UBO and control person, Jeffrey Edward Epstein, may pose reputational risk to DB. Therefore, I recommend escalating this case to the Americas Reputational Risk Committee for review and decision. Thanks and regards, Dmitri Dmitri Saks AML Compliance Officer Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO

ommendation to be monitored for suspicious activity. However, the material negative information associated with the client's UBO and control person, Jeffrey Edward Epstein, may pose reputational risk to DB. Therefore, I recommend escalating this case to the Americas Reputational Risk Committee for review and decision.

e client's UBO and control person, Jeffrey Edward Epstein, may pose reputational risk to DB. Therefore, I r

ciated with the client's UBO and control person, Jeffrey Edward Epstein, may pose reputational risk to DB.

with the client's UBO and control person, Jeffrey Edward Epstein, may pose reputational risk to DB. Therefore, I recommend escalating this case to the Americas Reputational Risk Committee for review and decision. Thanks and regards, Dmitri Dmitri Saks AML Compliance Officer Deutsche Bank Securities Inc. 60 Wall Street, New York,