Epstein Secrets

t is the Initial/ongoing source of fund ng for the client's Deposit Accounts) ? Indian, funding was a 200k wire. Ongoing funding will come frorn Mr. Epsiesn's personal accounts which are funded from his personal investment returns. What Is the purpose/Intended use of account(s)? Please provide a detaile

include any additional information that would further explain your knowledge of the client (family tree/history, public information, websites, etc. Jeffrey Epstein is a longstanding client. He has dissolved his family office (New York Strategy Group) and has split it in two. HBRK Associates Inc. and Darren K In

ory, public information, websites, etc. Jeffrey Epstein is a longstanding client. He has dissolved his fa

ree/history, public information, websites, etc. Jeffrey Epstein is a longstanding client. He has dissolve

des consuilin. services lo Mr. E Comment History CEO Approval Creation Date 12,06;2013 02 34 PM 12/1520130101 PM Entered B TCY/VNSEND C SMITH JOHN R DUFFY Comment Preview We arc exam. this relationsh • approved to facilitate closing of relationshii Approval History rIMUTIM • noff Date Owner SID

Darren lndyke is the attorney for our client. Jeffrey Epstein. Mr. Indyice Is opening an IRA with JPMorgan. Darren has been licensed to practice law in NY since 1992. Practice Areas International Law; Corporat

Banker Comments 11/1%201309:01 AM WILLIAM M SHERIDAN Per response from Justin Nelson (11112) to the best of our knowledge Darren only works for JE. Market Manager Approval 11/19,2013 10:37 AM JOHN R DUFFY E;SIMPIE Approval History Mir= 8" • noff Date Owner SID Owner Name Banker Attesta

en lndyke is the attorney for our client. Jeffrey Epstein. Mr. Indyice Is opening an IRA with JPMorgan. Da

Darren lndyke is the attorney for our client. Jeffrey Epstein. Mr. Indyice Is opening an IRA with JPMor

B.A. Law School Cornell University. J.D. Comment History Creation Date Entered B Comment Preview Market Mans er ' ••royal 11/11P2013 12:57 PM JOHN R DUFFY Is Jeffre Darren's onl client? KIM/Banker Comments 11/1%201309:01 AM WILLIAM M SHERIDAN Per response from Justin Nelson (11112) to the best of

e include any additional information that would further explain your knowledge of the client (family treighlstory. public Information websltes etc. Jeffrey Epstein has boon an active trading client and keeps most of his liquidity with us. Total assets over $100MM. Both Mary Erdoos and John Du are aware of the

story. public Information websltes etc. Jeffrey Epstein has boon an active trading client and keeps most

treighlstory. public Information websltes etc. Jeffrey Epstein has boon an active trading client and kee

r Comments CEO Approval Creation Date 11f202013 02:13 PM 12/062013 03:45 PM 12/15/201307.27 NN Entered B ALMA DEMETROPOLIS WILIAM M SHERIDAN JOHN R DUFFY Comment Preview Please reroute to Tad!Marc. Wo wit be exiting This relationshi.. account approved to facilitate exit Approval History =2 11II

n your knowledge of the client (family tree/history, public information welnites. etc. This is another part of an existing client relationship with Jeffrey Epstein. The client has requested the opening of a checking account for trust This trust is for the benefit of ' E•• sin. Comment History CEO • royal

t of an existing client relationship with Jeffrey Epstein. The client has requested the opening of a checki

ther part of an existing client relationship with Jeffrey Epstein. The client has requested the opening of

cking account for trust This trust is for the benefit of ' E•• sin. Comment History CEO • royal Creation Date 11/27/2013 11 03 AM Entered B JOHN R DUFFY Comment Preview a•,. eyed to facilitate client exit Approval History 121=1211111 Si noff Date Owner SID Owner Name Confidential Treatment Requ

this KYC Comments Primary Information Client Type Client Status Confidential Names? Yes Yes No No High risk - Client is associated with the Epstein relationship and is in the process of being exited. Client is associated with the Epstein relationship and is in the process of being exited. Hi

NYC TRI STATE EXEC CHBG (DE) 4 Paul S Barrett JEFFREY E EPSTEIN Entity Type Portfolio Manger Investor

ry Stage Name Banker Attestation Market Manager Approval Market Manager Approval 12/06/2013 03:47 PM 12/15/2013 07:22 AM WILLIAM M SHERIDAN JOHN R DUFFY We will be exiting this relationship. approved to facilitate exit Signoff Date 11/08/2013 08:50 AM 11/20/2013 01:49 PM EFTA01594166 12/09/

pectations for the client based on the client relationship (purpose of accounts, occupation, business activity, etc.): Client is associated with the Epstein relationship and is in the processor being exited. Was expected activity for the client modified In the transaction activity section of the KYC tick

e are ex ib • MM/Banker Comments 1206/2013 03:47 PM tAALLIAM M SHERIDAN We wit be exiling this relationshr CEO Ai 'royal 12/15/2013 07:22 MI JOHN R DUFFY a oved to facilitate exit Approval History Banker Attestation not Date 11/0820130850 AM 11/20/2013 01:49 PM 12/09/20130306 PM Owner SID