e are ex ib • MM/Banker Comments 1206/2013 03:47 PM tAALLIAM M SHERIDAN We wit be exiling this relationshr CEO Ai 'royal 12/15/2013 07:22 MI JOHN R DUFFY a oved to facilitate exit Approval History Banker Attestation not Date 11/0820130850 AM 11/20/2013 01:49 PM 12/09/20130306 PM Owner SID

Regional Deader 12/09201305:30 VINCENT A LA PADLILA Approval PM CEO Approval 12/152013 07:22 JOHN R DUFFY AM Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062379 EFTA01582806

r Comments CEO Approval Creation Date 11f202013 02:13 PM 12/062013 03:45 PM 12/15/201307.27 NN Entered B ALMA DEMETROPOLIS WILIAM M SHERIDAN JOHN R DUFFY Comment Preview Please reroute to Tad!Marc. Wo wit be exiting This relationshi.. account approved to facilitate exit Approval History =2 11II

ry Stage Name Banker Attestation Market Manager Approval Market Manager Approval 12/06/2013 03:47 PM 12/15/2013 07:22 AM WILLIAM M SHERIDAN JOHN R DUFFY We will be exiting this relationship. approved to facilitate exit Signoff Date 11/08/2013 08:50 AM 11/20/2013 01:49 PM EFTA01594166 12/09/

des consuilin. services lo Mr. E Comment History CEO Approval Creation Date 12,06;2013 02 34 PM 12/1520130101 PM Entered B TCY/VNSEND C SMITH JOHN R DUFFY Comment Preview We arc exam. this relationsh • approved to facilitate closing of relationshii Approval History rIMUTIM • noff Date Owner SID

B.A. Law School Cornell University. J.D. Comment History Creation Date Entered B Comment Preview Market Mans er ' ••royal 11/11P2013 12:57 PM JOHN R DUFFY Is Jeffre Darren's onl client? KIM/Banker Comments 11/1%201309:01 AM WILLIAM M SHERIDAN Per response from Justin Nelson (11112) to the best of

cking account for trust This trust is for the benefit of ' E•• sin. Comment History CEO • royal Creation Date 11/27/2013 11 03 AM Entered B JOHN R DUFFY Comment Preview a•,. eyed to facilitate client exit Approval History 121=1211111 Si noff Date Owner SID Owner Name Confidential Treatment Requ