Epstein Secrets

rom an AML perspective as the entity is a Private Investment Vehicle, which is High Risk. In addition, negative information was identified regarding Jeffrey Epstein, the sole UBO of Southern Financial LLC. The EDD was performed by Dmitri Saks. The EDD consisted of the use of various electronic databases [e.g. Le

r attention outside of identifying the negative information regarding Jeffrey Epstein as described in the EDD below. The Epstein Relationship: Mr. Epstein currently has numerous existing account relationships with DB for himself as well as entities where he is a controlling party. However, based on the

on, negative information was identified regarding Jeffrey Epstein, the sole UBO of Southern Financial LLC.

bed in the EDD below. The Epstein Relationship: Mr. Epstein currently has numerous existing account relations

rom: Wayne Salit Sent: 1/16/2015 4:31:08 PM To: Jan Bornebusch I CC: Carlos-A Garcia ; Kerrian Gordon I; John-A Lynch [[email protected]]; Peggy McGarvey Saks Subject: FW: Southern Financial LLC EDD IC) Classification: Confidential ; Alina Amanci ; Dmitri Conditional Approval - I approve this ED

19 Entry Date 07/12/2019 Amended Yes - Prior BSA ID: 31000110544793 Submission Method Electronic batch filing Subject Information Subject 1 of 2 Epstein Role Subject Subject Type Payee/Receiver Individual/Organization Individual Last(or Entity) Name Epstein First Name Jeffrey Gender Type Male D

tion Subject 1 of 2 Epstein Role Subject Subject Type Payee/Receiver Individual/Organization Individual Last(or Entity) Name Epstein First Name Jeffrey Gender Type Male Date of Birth SSN/ITIN Form(s) of Identification Identification Type Driver's license/State ID Identification Number Issuing

ation Available Narrative Amended Case Internal Reference Number 585649 Deutsche Bank Trust Company Americas in filing this amended SAR to include Jeffrey Epstein, the source of wealth of the affected account, as an additional subject. This SAR was originally filed on 08/17/2017, and was assigned BSA ID #3100

tly requires cash for his business as well as for Mr. Epstein's household expenses, and did not realize that h

ype of Financial Institution Depository institution RSSD Number 214807 Internal control/file number 00000585649 Contact for Assistance Full Name Peggy McGarvey Phone Number (212) 250-2464 Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative Amended Case Interna

HMENTS TO THIS EMAIL OUTSIDE OF DBUS AML COMPLIANCE. EFTA01404694 Cherie, We have received a 314(b) in uir from Citibank related to PB Customer Jeffrey Epstein (Account# ) During the period of 11/1/2013 through 12/16/2014, there were seventeen (17) wires totaling $379,315.06 sent to various Citi accounts,

ng the period of 11/1/2013 through 12/16/2014, there were seventeen (17) wires totaling $379,315.06 sent to various Citi accounts, originating from Esptein's account (see the attached for examples). Please provide respondent information at your earliest convenience to the following questions: 1. Wha

stein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more

4(b) in uir from Citibank related to PB Customer Jeffrey Epstein (Account# ) During the period of 11/1/20

Subject: RE: CONFIDENTIAL 314(b) In uir [C] From: Cherie Quigley Date: Thu, 13 Aug 2015 13:03:36 -0400 To: Peggy McGarvey Cc: Wayne Salit <7 11.11 Classification: Confidential Peggy See below for answers to your request. KYC is attached. Cherie From: Peggy McGarvey

and going over his limit. A previous SAIF and SAR was filed for this activity. Mr. Indyke habitually cashes a monthly $7,500 check for his client, Jeffrey Epstein. Occasionally Mr. Indyke withdrawals funds from his own personal account at the same time. Previously, two CTRs have been filed for instances where

ns a balance of $414,687.72. Account for Jeffrey Epstein was opened 3/8/20163 and maintains a balance of

maintains a balance of $414,687.72. Account for Jeffrey Epstein was opened 3/8/20163 and maintains a bal

r Ying Wang Date 5/3/2017 (include area code) Compliance Notified? Yes X No Date of Notification April 29, 2016 Compliance Officer (name) Peggy McGarvey Legal Entity DBTCA Address Including City, State, and Zip Code 345 Park Avenue New York, NY 10017 Address of Branch Office(s) where activity o

ool 5) 301/66 Owners Corp - Condo fees on different apartments 6) SLK Designs LLC — Interior decorating company, payments for services 6. What is Epstein's relationship to the Citi clients? See above 7. What were the sources of funds used to originate the 17 wires? Personal Wealth 8. Have there bee

d parties? No 14. Are there or has there been any AML, TF or related concerns regarding the client and account? No Please also provide the KYC for Jeffrey Epstein along with your response. Additionally, although the request specifies wires from 11/1/2013 to 12/16/2014, please review the account activity to det

and account? No Please also provide the KYC for Jeffrey Epstein along with your response. Additionally, a

account activity to determine if there has been similar activity in the account (or any other concerning activity) since 12/16/2014. Kind regards, Peggy McGarvey Peggy McGarvey Vice President Deutsche Bark Trust Company Americas Risk/US AML Compliance 60 Wall Street. 37th Floor New York NY 1 -2836 USA

ULATE THE ATTACHMENTS TO THIS EMAIL OUTSIDE OF DBUS AML COMPLIANCE. Cherie, We have received a 314(b) inquiry from Citibank related to PB Customer Jeffrey Epstein (Account# 35266976.) During the period of 11/1/2013 through 12/16/2014, there were seventeen (17) wires totaling $379,315.06 sent to various Citi a

ng the period of 11/1/2013 through 12/16/2014, there were seventeen (17) wires totaling $379,315.06 sent to various Citi accounts, originating from Esptein's account #35266976. (see the attached for examples). Please provide respondent information at your earliest convenience to the following questions:

4(b) inquiry from Citibank related to PB Customer Jeffrey Epstein (Account# 35266976.) During the period o

From: Cherie Quigley [[email protected]] Sent: 8/13/2015 1:03:36 PM To: Peggy McGarvey ([email protected]) CC: Wayne Salit [[email protected] Subject: RE: CONFIDENTIAL 314(b) Inquiry [C] Attachments: Epstein.pdt Classificat

ing Subject Information Subject 1 •f E•stein Role Subject Subject Type Purchaser/Sender Individual/Organization Individual Last(or Entity) Name Epstein First Name Jeffrey Gender Type Male Date of Birth SSN/ITIN Form(s) of Identification Identification Type Drivers license/State ID Identificati

tion Subject 1 •f E•stein Role Subject Subject Type Purchaser/Sender Individual/Organization Individual Last(or Entity) Name Epstein First Name Jeffrey Gender Type Male Date of Birth SSN/ITIN Form(s) of Identification Identification Type Drivers license/State ID Identification Number Issuing S

tion Available Narrative Amended Case Internal Reference Number 585649. Deutsche Bank Trust Company Americas in filing this amended SAR to include Jeffrey Epstein, the source of wealth of the affected account, as an additional subject. This SAR was originally filed on 09/07/2016, and was assigned BSA ID #3100

icbuty BSAR Transcript BSA: 31000150359182 and DCN: Filer Information Internal control/file number 00000585649 Contact for Assistance Full Name Peggy McGarvey Phone Number (212) 250-2464 Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative Amended Case Interna

019 Entry Date 07/12/2019 Amended Yes - Prior BSA ID 31000092290333 Submission Method Electronic batch filing Subject Information Subject 1 of 2 Epstein Role Subject Subject Type Purchaser/Sender Individual/Organization Individual Last(or Entity) Name Epstein First Name Jeffrey Gender Type Male

on Subject 1 of 2 Epstein Role Subject Subject Type Purchaser/Sender Individual/Organization Individual Last(or Entity) Name Epstein First Name Jeffrey Gender Type Male Date of Birth SSN/ITIN Form(s) of Identification Identification Type Driver's license/State ID Identification Number VI Issu

tion Available Narrative Amended Case Internal Reference Number 585649. Deutsche Bank Trust Company Americas in filing this amended SAR to include Jeffrey Epstein, the source of wealth of the affected account, as an additional subject. This SAR was originally filed on 09/07/2016, and was assigned BSA ID #3100

easury BSAR Transcript BSA: 31000150359182 and DCN: Filer Information Internal control/file number 00000585649 Contact for Assistance Full Name Peggy McGarvey Phone Number Phone Type Work Law Enforcement Information No Law Enforcement Information Available Narrative Amended Case Internal Reference Num