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Livney Thomas Marano Other Officers Samuel L. Molinaro Jr.""' Executive Vice President and Chief Financial Officer Kenneth L. Edow Secretary Jeffrey M. Father Senior Vice President—Finance and Controller Michael Minikes Treasurer Michael S. Solender General Counsel Jeffrey Maya" Steven D. Mey
ef Financial Officer Kenneth L. Edow Secretary Jeffrey M. Father Senior Vice President—Finance and Con
NC. BOARD OF DIRECTORS James E. Cayno Chartism of the Board and Chief Executive Officer Alan C. Greenberg" Chairmen of the Executive Committee Alan D. Schwartz""' President and Co-Chief Operating Officer Warren J. Specter'"' President and Co•Ctief Operating Officer Henry S. Biener" Resident, Northwester
C. Greenberg 121 F. Michael J. Alix 123 G. Jeffrey M. Farber 124 H. Corporate Scienter 125 iii
ital By Using Incorrect Marks 110 V. 4. Misrepresentations to Regulators Relating to VaR DEFENDANTS' SCIENTER 112 A. James E. Cayne 112 B. Alan D. Schwartz 115 C. Samuel L. Molinaro. Jr. 116 D. Warren J. Spector 120 E. Alan C. Greenberg 121 F. Michael J. Alix 123 G. Jeffrey M. Farber 124
ocess, the SEC told Principal Accounting Officer Jeffrey Farber — Molinaro's direct report — that "Is* bel
he knew, but failed to disclose to the market, was flawed — that when his resignation was announced, Bear Steams share price plunged nearly 7%. B. Alan D. Schwartz 464. As Chief Executive Officer, Co-President, Co-Chief Operating Officer, and director of Bear Steams, Defendant Schwartz participated in the iss
Entities connected to both Jeffrey Epstein and Alan D. Schwartz
Leon Black
PERSON
Alan Dershowitz
PERSON
Bear Stearns
ORGANIZATIONAce Greenberg
PERSON
Jimmy Cayne
PERSON
Credit Suisse
ORGANIZATION
Mohammed bin Salman
PERSON
Goldman Sachs
ORGANIZATION
Adam Sandler
PERSONStandard & Poor's
ORGANIZATIONSchwartz
PERSON
Spector
PERSONthe Executive Committee
ORGANIZATIONCioffi
ORGANIZATIONFarber
PERSONAICPA
ORGANIZATIONCo-Chief
ORGANIZATIONSarbanes-Oxley Act
ORGANIZATIONHedge Fund
ORGANIZATIONRabobank Group
ORGANIZATION